SC Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$29,323,707
Clients
118
Advisors
3
of 3 employees
About
SC Wealth Advisors serves individuals (including high-net-worth households), pension and profit-sharing plans, trusts, estates, charitable organizations and other business entities. The firm provides discretionary portfolio management, financial planning (offered in basic and advanced packages), pension plan consulting, and may refer clients to third‑party money managers and managed‑account programs.
The firm emphasizes a tactical allocation approach to portfolio construction, using fundamental, technical and cyclical analysis across a broad range of instruments (equities, fixed income, mutual funds, government and municipal securities, and cash positions). For some clients SC Wealth Advisors manages held‑away retirement plan accounts through a third‑party platform, implementing model allocations, monitoring and rebalancing consistent with client objectives.
A notable characteristic disclosed in the brochure is the affiliation with Secure Capital Management USA LLC: certain investment advisor representatives are licensed insurance agents and may recommend insurance products for which they receive separate commissions, a practice the firm identifies as a potential conflict of interest and for which clients are not required to use the firm. The combination of pension fiduciary consulting (including developing investment policy statements and implementing plan model portfolios), use of outside platforms and sub‑advisors, and a small, three‑advisor team managing roughly $37 million suggests a practice focused on advisory implementation and coordination across custody and insurance relationships.
Client services
Expertise
Fee options
Fixed fees for financial planning services: Basic $750, Advanced $2,500 (negotiable)
up to 2.5% annually (negotiable; includes sub-advisor fees and program costs if applicable)
$250 per hour (negotiable)
Account minimum: $500,000 Fee-only: Fixed fees for financial planning: Basic $750, Advanced $2,500 (negotiable)
Main office
2 Mid America Plaza, Suite 725
Oakbrook Terrace IL 60181
Advisors at this office
3
Most active in
Illinois
Also doing business as
Sc Wealth Advisors · Secure Capital Management · Secure Capital Wealth Advisors LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Richard B
CFP®, Series 63
Oakbrook Terrace, IL
SC Wealth Advisors
Richard Borek is a CFP® professional with 15 years of experience in financial advising. He is currently with SC Wealth Advisors and has held roles at Secure Capital Wealth Advisors LLC and Secure Capital Management USA LLC. SC Wealth Advisors serves individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and other business entities by providing discretionary portfolio management and financial planning. The firm employs a tactical allocation approach using fundamental, technical, and cyclical analysis across various asset classes.
Rajan S
Series 65
Oakbrook Terrace, IL
SC Wealth Advisors
Rajan Shah is a financial advisor at SC Wealth Advisors with seven years of industry experience. He holds a Series 65 designation and has worked at Secure Capital Wealth Advisors LLC since 2019 and Secure Capital Management USA LLC since 2012. Outside of his advisory role, he assists clients with life insurance and annuity purchases through various insurance carriers. SC Wealth Advisors serves individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm employs a tactical allocation investment approach and offers discretionary portfolio management, financial planning, and pension plan consulting.
Shivam P
Series 65
Oakbrook Terrace, IL
SC Wealth Advisors
Shivam Patel is a financial advisor at SC Wealth Advisors with a Series 65 credential and four years of combined experience at the firm. Prior to his current role, he worked at SPTRADEZ LLC and has teaching experience at the University of Chicago, Glenbard North High School, and Stratford Middle School. SC Wealth Advisors serves individuals, including high-net-worth households, as well as pension plans, trusts, estates, charitable organizations, and other business entities. The firm employs a tactical allocation approach using fundamental, technical, and cyclical analysis across a variety of investment instruments and offers discretionary portfolio management, financial planning, and pension plan consulting.
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