Schlegel Dunn LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Schlegel Dunn LLC serves individuals, high‑net‑worth clients, trusts, estates, businesses, and retirement plans, managing about $279 million for roughly 154 client relationships through a three‑advisor team. The firm offers discretionary investment management using model portfolios, comprehensive financial planning (including stand‑alone engagements), and 3(21) retirement plan advisory services.
The firm’s investment process is driven by fundamental analysis and a generally long‑term orientation, constructing diversified portfolios that rely largely on ETFs and low‑cost mutual funds while retaining the ability to use individual stocks, bonds, or legacy positions when appropriate. SchlegelDunn develops strategic asset allocations with ongoing monitoring and typically implements client accounts on a discretionary basis while allowing clients to impose reasonable investment restrictions.
Compared with many peers, SchlegelDunn highlights third‑party validation and professional credentials in its disclosure materials—each principal holds CFP and CPA designations and the brochure directs readers to third‑party sources (for example, the SEC’s Investment Adviser Public Disclosure site) and describes an institutional relationship with Raymond James that provides research and platform support. The firm also discloses advisory persons’ ancillary activities (licensed insurance sales and counseling services) and a stated typical minimum relationship of $750,000 that the firm may adjust, details that may be atypical for firms of this size.
Client services
Expertise
Fee options
Financial planning services offered for a fixed engagement fee up to $10,000 per engagement, negotiable based on complexity.
$0 - $750,000: 1.25% $750,001 - $3,000,000: 0.75% $3,000,001 - $10,000,000: 0.55% $10,000,001+: 0.35%
Account minimum: $750,000
Main office
7160 Dallas Parkway, Suite 230
Plano TX 75024
Advisors at this office
3
Most active in
Louisiana · Texas
Also doing business as
Schlegel Dunn LLC · Schlegeldunn, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Steven S
CFP®, Series 63, Series 66
Plano, TX
Schlegel Dunn LLC
Steven Schlegel is a CFP®-certified financial advisor with 24 years of industry experience. He is a principal at Schlegel Dunn LLC, where he has worked since 2025, following a 20-year tenure at Commonwealth Financial Network. Schlegel is also a licensed insurance agent, dedicating a portion of his time to insurance sales and implementation. Schlegel Dunn LLC serves individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, managing approximately $279 million across about 154 client relationships. The firm employs a fundamental, long-term investment approach using diversified portfolios primarily composed of ETFs and low-cost mutual funds, offering discretionary management and comprehensive financial planning through a three-advisor team.
Brent D
CFP®, Series 66
Plano, TX
Schlegel Dunn LLC
Brent Dunn is a CFP® and holds a Series 66 license with 14 years of industry experience. He is currently with Schlegel Dunn LLC and has prior experience at Commonwealth Financial Network. Outside of his advisory role, he is the owner and professional counselor at Legacy Professional Counseling, PLLC, where he provides counseling services to individuals, couples, and families. Schlegel Dunn LLC serves individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, managing approximately $279 million across about 154 client relationships. The firm employs a fundamentally driven, long-term investment approach using diversified portfolios primarily composed of ETFs and low-cost mutual funds, while offering discretionary management and comprehensive financial planning services.
Scott S
CFP®, Series 63, Series 65
Plano, TX
Schlegel Dunn LLC
Scott Schlegel is a CFP®-certified financial advisor with 18 years of industry experience. He is a principal at Schlegel Dunn LLC, where he has worked since 2025, following a 16-year tenure at Commonwealth Financial Network. Schlegel is also a licensed insurance agent, dedicating a small portion of his time to insurance sales and implementation of insurance recommendations. Schlegel Dunn LLC serves individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans. The firm manages approximately $279 million across about 154 client relationships, offering discretionary investment management, comprehensive financial planning, and 3(21) retirement plan advisory services. Its investment approach emphasizes fundamental analysis and long-term portfolio construction using diversified ETFs, low-cost mutual funds, and individual securities when appropriate.
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