Schmitz Capital Partners, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Schmitz Capital Partners works primarily with individual and high‑net‑worth clients and also serves trusts, pension plans, and other institutional clients, delivering asset management, financial planning, and pension consulting across approximately $125 million in assets under management. Its advisory offerings include an advisor‑managed Vision2020 Wealth Management platform with execution and custody through Pershing, as well as RASA 044 advisory accounts for load‑waived and no‑load mutual funds.
The firm describes a proactive, holistic approach that tailors portfolios using asset‑allocation planning software, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing, and it employs fundamental and cyclical analysis with both long‑ and short‑term strategies. Managed accounts are reviewed at least annually, and the firm conducts heightened due diligence on certain alternative investments, including outside legal, accounting, and site‑level reviews when appropriate.
Operationally, the brochure discloses that the firm’s management persons are registered representatives of Osaic Wealth and are licensed insurance agents, and that advisory representatives may sell commissionable securities and insurance products in their registered capacity, a dual role the firm monitors for suitability and conflicts. The firm also notes specific practice details that differ from many peers — it participates in Osaic Wealth’s brokerage/custodial and research arrangements and has a policy to credit mutual‑fund 12b‑1 fees back to client accounts (effective February 2016).
Client services
Fee options
Flat fees generally range from $1,500 to $10,000 for financial planning and pension consulting
$0 - $500,000: 1.50% $500,000 - $1,000,000: 1.15% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $5,000,000: 0.80% $5,000,000+: 0.65%
Advisory Representatives may receive commissions from securities and insurance product sales
Hourly fees are $525 for financial advisors
Account minimum: $50,000 Minimum fee: Generally charge a minimum fee of $1,500 for written financial plans Fee-only: Asset management fees are fee-only; financial planning and consulting fees are hourly or flat fees; pension consulting fees are flat fees
Main office
655 Redwood Hwy, Ste 109
Mill Valley CA 94941
Advisors at this office
2
Most active in
California
Also doing business as
Schmitz & Associates · Schmitz Capital Partners · Schmitz Capital Partners, LLC · Schmitz Steven Joseph
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Michael S
Series 63, Series 65
Mill Valley, CA
Schmitz Capital Partners, LLC
Michael Schmitz is a financial advisor with Schmitz Capital Partners, LLC, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has worked at Schmitz Capital Partners since 2015 and has been affiliated with Osaic Wealth, Inc. since 2009. Schmitz is also licensed to offer various insurance and annuity products to clients. Schmitz Capital Partners serves individual and high-net-worth clients, as well as trusts, pension plans, and institutional clients, managing approximately $125 million in assets. The firm employs a proactive, holistic investment approach that incorporates asset-allocation planning software, risk-tolerance assessments, efficient-frontier analysis, and both fundamental and cyclical analysis across long- and short-term strategies.
Steven S
Series 63
Mill Valley, CA
Schmitz Capital Partners, LLC
Steven Schmitz is the president and chief compliance officer of Schmitz Capital Partners, LLC, with 40 years of industry experience. He has been with Schmitz Capital Partners since 2015 and has an ongoing association with OSAIC since 1997. Schmitz also prepares income tax returns and projections for select clients as part of a sole proprietorship. Schmitz Capital Partners primarily serves individual and high-net-worth clients, as well as trusts, pension plans, and other institutional clients, managing approximately $125 million in assets. The firm offers asset management, financial planning, and pension consulting through a platform that utilizes asset-allocation software, risk-tolerance questionnaires, and fundamental and cyclical analysis, with regular portfolio reviews and due diligence on alternative investments.
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