Schram, Lori
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a sole‑proprietor registered investment adviser that serves individuals and couples, offering discretionary security selection for individual and family accounts and assistance in selecting mutual funds and other securities for self‑directed IRAs. Investment options are limited to mutual funds, unit investment trusts, exchange‑traded instruments and bonds.
The adviser evaluates historical returns, current market conditions, mutual fund manager experience, issuer fundamentals and broader economic and political factors when selecting investments, and generally intends holdings to be held for several months or longer. Clients may place limits on permitted security types and may grant written discretionary authority; the firm does not maintain custody and clients receive account statements directly from their custodians.
Although the firm was formed in early 2024, the adviser has prior industry experience dating to the mid‑1990s through a previous affiliation, which is notable for a newly established solo practice. The firm manages a very small number of client accounts while accepting clients without a stated account minimum, and it discloses that the adviser may personally hold positions that are also recommended to clients.
Client services
Fee options
Annual fees less than $300 paid annually in advance; annual fees $300 or greater may be paid quarterly in advance; specific percentage not stated
Minimum fee: Annual fees less than $300 paid annually in advance
Main office
106 E. 104th St
Kansas City MO 64114
Advisors at this office
1
Most active in
Missouri
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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