Schroder Wealth Management (US) Limited
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$976,705,331
Clients
252
Advisors
5
of 9 employees
About
Schroder Wealth Management (US) Limited provides discretionary portfolio management and non‑discretionary investment advice to clients with U.S. connections, including U.S. residents, U.S. taxpayers living abroad, high‑net‑worth individuals and their related entities such as trusts, charitable foundations and retirement plans. The firm reports managing approximately £1.04 billion (about $1.4 billion) in client assets and implements bespoke Investment Mandates tailored to each client’s objectives and risk tolerance.
The firm’s investment approach is governed by an Investment Committee that sets a top‑down, business‑cycle driven asset allocation and draws on research and multi‑asset capabilities across the Schroders Group; portfolio construction combines in‑house views with a disciplined selection of third‑party managers and passive funds. Schroder Wealth Management offers a range of model strategies from cash preservation to aggressive growth, including a dedicated sustainable portfolio that screens holdings against Schroders’ sustainability criteria and targets sustainability outcomes tied to UN Sustainable Development Goals.
What distinguishes the firm from many U.S. RIAs is its role as a non‑U.S. subsidiary within a global, listed asset manager and its operational links to a regulated banking affiliate in the Schroders Group, with shared research resources and governance arrangements intended to manage related‑party conflicts. The firm also emphasizes cross‑border servicing — relying on a small number of external custodians (it does not hold custody itself), serving institutional‑style clients such as foundations and retirement plans, and subjecting its fee calculations and controls to annual audit and internal compliance oversight.
Client services
Expertise
Occupation focus
Fee options
Flat rate charging structures may be agreed individually with clients.
$0 - $5 million: 0.90% per annum $5,000,001 - $8 million: 0.70% per annum $8,000,001+: 0.50% per annum
Account minimum: £1 million Fee-only: Annual management fees ranging from 0.50% to 0.90% per annum, no commissions or transaction fees charged by firm.
Most active in
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Disclosures
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Business activities & affiliations
Is active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Janette S
Series 65
Remote
Schroder Wealth Management (US) Limited
Janette Saxer is a financial advisor at Schroder Wealth Management (US) Limited with 16 years of industry experience. She holds a Series 65 designation and previously worked for 15 years at Royal Bank of Canada Investment Management (USA) Ltd/RBC. Schroder Wealth Management (US) Limited is a London-based SEC-registered investment adviser serving primarily high-net-worth US-connected clients, including entrepreneurs, corporate directors, trusts, charitable foundations, and retirement plans. The firm employs a top-down, business-cycle asset-allocation framework managed by an in-house Investment Committee and offers tailored portfolios through a combination of Schroders’ research and selected third-party managers.
Leshek F
CFP®, Series 66
Remote
Schroder Wealth Management (US) Limited
Leshek Farthing is a CFP® and Series 66 credentialed advisor with six years of experience at Kinloch Capital, LLC and additional experience at Pruco Securities LLC. He currently works at Schroder Wealth Management (US) Limited, a London-based firm focused on serving high-net-worth US-connected clients, including entrepreneurs, corporate directors, trusts, charitable foundations, and retirement plans. Schroder Wealth Management provides discretionary and non-discretionary portfolio management and investment advice, employing a top-down, business-cycle asset allocation framework supported by Schroders’ research and selected third-party managers. The firm primarily serves US residents attracted to London as a global wealth center and US persons living abroad, managing substantial assets with a compact advisory team.
Michael G
Series 65
Remote
Schroder Wealth Management (US) Limited
Michael Greenwood is a financial advisor at Schroder Wealth Management (US) Limited with 13 years of industry experience. He holds a Series 65 designation and previously worked at Royal Bank of Canada from 2009 to 2017. Schroder Wealth Management (US) Limited is a London-based, SEC-registered investment adviser serving primarily high-net-worth US-connected clients. The firm employs a top-down, business-cycle asset-allocation framework and offers tailored portfolios supported by Schroders plc research and selected third-party managers.
Emily K
Series 65
Remote
Schroder Wealth Management (US) Limited
Emily Kidd is a financial advisor at Schroder Wealth Management (US) Limited with five years of industry experience. She holds a Series 65 designation and previously worked at JP Morgan, the University of Chicago, and Accenture. Schroder Wealth Management (US) Limited is a London-based, SEC-registered investment adviser serving high-net-worth US-connected clients. The firm employs a top-down, business-cycle asset allocation framework and offers tailored portfolios, focusing on US residents attracted to London as a global wealth center and US persons living abroad.
Martin H
Series 65
Remote
Schroder Wealth Management (US) Limited
Martin Heale is a financial advisor at Schroder Wealth Management (US) Limited with 14 years of industry experience. He holds a Series 65 designation and has worked at RBC since 2011. Schroder Wealth Management (US) Limited is a London-based, SEC-registered investment adviser serving primarily high-net-worth US-connected clients. The firm uses a top-down, business-cycle asset-allocation approach and combines Schroders’ research with selected third-party managers to offer tailored portfolios and specialist mandates.
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