Denver, CO Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Schwab Wealth Advisory
Enterprise
Firm-wide stats for Schwab Wealth Advisory
About
Schwab Wealth Advisory, Inc. provides non‑discretionary fiduciary investment advice to clients enrolled in the Schwab Wealth Advisory (SWA) program sponsored by Charles Schwab & Co., Inc. Its services include annual financial reviews, retirement and planning discussions, investment recommendations across stocks, bonds, mutual funds, ETFs, and recommendations of separately managed accounts (SMAs) and other point‑in‑time wealth management education.
The firm’s advice is delivered through CS&Co.’s standard asset allocation models and Schwab research tools (including Schwab Equity Ratings®), with SWAI Associates recommending allocations and specific investments but leaving final trading decisions to clients; SWAI conducts at least annual account reviews and does not monitor accounts between reviews or exercise discretionary trading authority. When discretionary management is used, that discretion generally resides with affiliated or third‑party money managers (for example, Schwab Asset Management for Schwab Wealth Portfolios) rather than with SWAI.
Compared with many enterprise wealth managers, SWAI is structured as an internal advisory unit within the Schwab ecosystem and is paid by Charles Schwab & Co. under a cost‑and‑expense plus arrangement rather than contracting and billing clients directly, so SWAI itself does not directly charge percentage‑of‑AUM or fixed fees to clients. The firm also has an uncommon affiliation with a registered futures commission merchant (Charles Schwab Futures and Forex LLC) and does not act as a discretionary portfolio manager or regularly serve certain institutional client types (e.g., corporate, charitable, or pension plans), which distinguishes its operating model from many peers.
Based on Schwab Wealth Advisory
Expertise
Based on Schwab Wealth Advisory
Location
Denver CO
Advisors at this office
3
Advisors at this office
Jason T
CFP®, Series 66
Denver, CO
Schwab Wealth Advisory
Jason Timpe is a CFP® certificant with 22 years of industry experience. He currently works at Schwab Wealth Advisory, where he has been employed since 2020. His prior experience includes roles at Polaris Greystone Financial Group and Fidelity, where he worked for over 15 years. Schwab Wealth Advisory, Inc. provides non-discretionary fiduciary investment advice to clients enrolled in the Schwab Wealth Advisory program. The firm uses proprietary Schwab research tools and standard asset allocation models to deliver investment recommendations, focusing on annual reviews without discretionary trading authority.
Sandra P
Series 63, Series 66
Denver, CO
Schwab Wealth Advisory
Sandra Perkin is a financial advisor with Schwab Wealth Advisory, holding Series 63 and Series 66 licenses and bringing 30 years of industry experience. She has been with Charles Schwab since 1996 and with Schwab Wealth Advisory since 2012. Schwab Wealth Advisory, Inc. provides non-discretionary fiduciary investment advice to clients in the Schwab Wealth Advisory program, offering financial reviews, retirement planning, and investment recommendations. The firm uses Schwab’s standard asset allocation models and research tools, delivering advice without discretionary trading authority.
Connor M
Series 63, Series 65
Denver, CO
Schwab Wealth Advisory
Connor Murphy is a financial advisor at Schwab Wealth Advisory with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Charles Schwab since 2019, including time at Fidelity Investments and New York Life Insurance Co. prior to that. Schwab Wealth Advisory provides non-discretionary fiduciary investment advice within the Schwab ecosystem, focusing on financial reviews, retirement and planning discussions, and investment recommendations using Schwab’s asset allocation models and research tools. The firm serves individual clients enrolled in the Schwab Wealth Advisory program and does not engage in discretionary trading or direct fee arrangements with clients.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")