Lone Tree, CO Office
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Schwab Wealth Advisory
Enterprise
Firm-wide stats for Schwab Wealth Advisory
About
Schwab Wealth Advisory, Inc. provides non‑discretionary fiduciary investment advice to clients enrolled in the Schwab Wealth Advisory (SWA) program sponsored by Charles Schwab & Co., Inc. Its services include annual financial reviews, retirement and planning discussions, investment recommendations across stocks, bonds, mutual funds, ETFs, and recommendations of separately managed accounts (SMAs) and other point‑in‑time wealth management education.
The firm’s advice is delivered through CS&Co.’s standard asset allocation models and Schwab research tools (including Schwab Equity Ratings®), with SWAI Associates recommending allocations and specific investments but leaving final trading decisions to clients; SWAI conducts at least annual account reviews and does not monitor accounts between reviews or exercise discretionary trading authority. When discretionary management is used, that discretion generally resides with affiliated or third‑party money managers (for example, Schwab Asset Management for Schwab Wealth Portfolios) rather than with SWAI.
Compared with many enterprise wealth managers, SWAI is structured as an internal advisory unit within the Schwab ecosystem and is paid by Charles Schwab & Co. under a cost‑and‑expense plus arrangement rather than contracting and billing clients directly, so SWAI itself does not directly charge percentage‑of‑AUM or fixed fees to clients. The firm also has an uncommon affiliation with a registered futures commission merchant (Charles Schwab Futures and Forex LLC) and does not act as a discretionary portfolio manager or regularly serve certain institutional client types (e.g., corporate, charitable, or pension plans), which distinguishes its operating model from many peers.
Based on Schwab Wealth Advisory
Expertise
Based on Schwab Wealth Advisory
Location
Lone Tree CO
Advisors at this office
3
Advisors at this office
Bradley H
Series 66, Series 63
Lone Tree, CO
Schwab Wealth Advisory
Bradley Hall is a financial advisor with Schwab Wealth Advisory, holding Series 66 and Series 63 licenses and five years of industry experience. He has worked at Charles Schwab & Co., Inc. since 2022 and joined Schwab Wealth Advisory in 2026. Prior to this, he held roles at Colorado Springs Powersports and Equity Colorado Real Estate. Schwab Wealth Advisory, Inc. offers non-discretionary fiduciary investment advice through the Schwab Wealth Advisory program, providing clients with annual financial reviews and investment recommendations across various asset classes. The firm operates as an internal advisory unit within the Schwab ecosystem, using standard asset allocation models and Schwab research tools, while leaving final trading decisions to clients.
Tucker S
CFP®, Series 63, Series 65
Lone Tree, CO
Schwab Wealth Advisory
Tucker Smith is a CFP® professional with 16 years of experience in financial advising. He is currently with Schwab Wealth Advisory, where he has worked since 2018. Prior to this, he spent a decade with USAA Financial Advisors, Inc. and USAA Financial Planning Services. Schwab Wealth Advisory provides non-discretionary fiduciary investment advice through the Schwab Wealth Advisory program, offering financial reviews, retirement planning, and investment recommendations using Schwab’s asset allocation models and research tools. The firm operates within the Schwab ecosystem, delivering advice without discretionary trading authority and generally not serving institutional clients.
Jayme C
CFP®, Series 63, Series 66
Lone Tree, CO
Schwab Wealth Advisory
Jayme Cross is a CFP® professional with 26 years of industry experience, currently serving at Schwab Wealth Advisory since 2022. Prior to this, Jayme worked for TIAA and TIAA-CREF for 17 years. Schwab Wealth Advisory provides non-discretionary fiduciary investment advice to clients enrolled in the Schwab Wealth Advisory program, delivering services such as annual financial reviews, retirement planning, and investment recommendations using Schwab’s asset allocation models and research tools. The firm operates as an internal advisory unit within the Schwab ecosystem and does not directly charge clients, distinguishing its approach from many enterprise wealth managers.
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