A complete list of active advisors currently associated with Schwantes Financial, LLC

Warmer can help you find a great advisor at Schwantes Financial, LLC or one who fits your needs even better.

Schwantes Financial provides ongoing discretionary portfolio management to individuals, families, and businesses. The firm manages about $50 million for roughly 80–90 clients through a two-advisor practice and primarily serves individual (non‑high‑net‑worth) clients rather than a high‑net‑worth segment. The firm’s investment approach is grounded in modern portfolio theory and seeks globally diversified portfolios implemented mainly with mutual funds and exchange‑traded funds, supported by fundamental security analysis and market‑cycle considerations. Schwantes Financial typically manages accounts on a discretionary basis, may use margin and options in some strategies, and charges asset‑based fees for its services. Noteworthy aspects include the firm’s explicit absence of a high‑net‑worth client focus and a requirement that client assets be maintained with a specific qualified custodian, from which the firm receives institutional support services. The advisory practice was formed recently but is led by principals with extended industry experience and operates with policies such as declining to vote client proxies and limited fee negotiation reserved for select legacy or family relationships.

To learn more about the advisors currently working at Schwantes Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.