A complete list of active advisors currently associated with Schwantes Financial, LLC

Warmer can help you find a great advisor at Schwantes Financial, LLC or one who fits your needs even better.

Schwantes Financial provides discretionary portfolio management and related reporting for individuals, families, and businesses, tailoring each engagement through a pre-engagement assessment. The two-advisor firm manages roughly $50.5 million across about 84 client relationships and charges asset-based (percentage‑of‑AUM) fees; it does not offer wrap or performance-based fee programs. The firm implements a globally diversified investment approach informed by modern portfolio theory, primarily using mutual funds and exchange-traded funds while applying fundamental analysis as well as market trend and economic cycle analysis. Portfolios are managed on a discretionary basis with documented risk profiles, regular reviews, and the ability to use strategies that include long- and short-term holdings, margin, and options where appropriate. Notably, Schwantes Financial focuses on non‑high‑net‑worth individual clients — an orientation that is less common among similar supported firms — and was formed recently while drawing on principals’ longstanding industry experience. The firm requires clients to custody assets with a designated broker-dealer (providing access to institutional services and operational support) and does not vote client proxies, leaving proxy solicitations to clients.

To learn more about the advisors currently working at Schwantes Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.