Schwartz Investment Management Co.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Schwartz Investment Management Co. provides discretionary investment management to individual clients and charges fees based on assets under management with custody through Fidelity. Portfolios are primarily constructed with no‑load mutual funds and ETFs, and clients receive custodian statements plus quarterly reports and billing from the firm.
The firm establishes asset allocations by assessing each client’s risk profile and time horizon and relies on model portfolios and external research (including Fidelity research, Barron’s and other publications) to inform positioning. The approach emphasizes broad diversification and generally infrequent trading, with adjustments at identified market inflection points and the ability for clients to impose investment restrictions.
The firm’s principal holds CPA, CFP and PFS credentials and operates an affiliated public accounting practice that focuses on taxation, personal financial and estate planning—an affiliation that is uncommon among independent advisory firms. The brochure discloses a disciplinary matter from 2004 involving an allocation dispute that was settled for $15,000, which the firm documents in its disciplinary history.
Client services
Expertise
Fee options
$0 - $500,000: 1% $500,001 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.65% $2,000,001+: Negotiable
Fee-only: Fee-only based on assets under management, no commissions or other compensation accepted
Main office
232 1 Ave E
Dickinson ND 58601
Advisors at this office
1
Most active in
North Dakota
Also doing business as
Schwartz Cpa, P.L.L.C. · Schwartz Investment Management Co.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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