A complete list of active advisors currently associated with Schwarz Dygos Wheeler Investment Advisors LLC

Warmer can help you find a great advisor at Schwarz Dygos Wheeler Investment Advisors LLC or one who fits your needs even better.

Schwarz Dygos Wheeler Investment Advisors LLC provides discretionary and non‑discretionary portfolio management and financial planning to individuals, pension and profit‑sharing plan participants, trusts, estates, charitable organizations, corporations and other business entities. The firm tailors asset allocation and may implement customized or model portfolios using equity securities, exchange‑traded funds, mutual funds, corporate and municipal securities, and U.S. government securities. SDW’s investment process incorporates fundamental and technical analysis and a range of strategies including long‑ and short‑term purchases, trading, covered options and other derivatives, as well as margin transactions. The firm discloses that it uses derivatives and borrowing in separately managed accounts and may assist clients in applying for securities‑backed lines of credit (SBLOCs), while highlighting the specific risks associated with those loans. What is distinctive relative to many team firms is SDW’s explicit use of derivatives and leverage within separately managed accounts and its practice of including cash and margin balances in assets‑under‑management for fee billing, a conflict the brochure discloses and explains. The firm recommends Fidelity for custody and receives various support services from that custodian, recently amended its brochure to expand SBLOC risk disclosures, and leaves proxy voting to clients rather than voting proxies on their behalf.

To learn more about the advisors currently working at Schwarz Dygos Wheeler Investment Advisors LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.