Scott and Associates of Texas, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Scott and Associates of Texas, Inc. provides investment supervisory services and financial planning primarily for individual and high‑net‑worth clients. Its services include discretionary portfolio management supported by individualized Investment Policy Statements, fixed‑fee or hourly financial planning, and referrals to third‑party advisers.
The firm uses both fundamental and technical analysis and employs long‑term and short‑term trading strategies, including options writing, to implement client portfolios, typically with discretionary trading authority. It documents client risk tolerance in an IPS, conducts monthly account reviews by its principal advisor, and includes educational seminars among the services it offers.
Notable differences from many peers include the explicit offering of educational seminars, a relatively uncommon service among supported firms, and the use of options writing (including uncovered strategies) and short‑term trading, which can introduce elevated risk for smaller client bases. The firm also discloses that it may receive fee‑sharing from third‑party advisers it recommends and that one principal is a licensed insurance agent who may offer commissionable insurance products, a potential conflict it discloses and manages.
Client services
Expertise
Fee options
Financial planning fixed fees ranging from $500 to $5,000
$0 - $1,000,000: 1.50% annually $1,000,001 - $2,000,000: 1.00% annually $2,000,001 - $3,000,000: 0.85% annually
$300 per hour for financial planning services
Account minimum: $250,000 (may be waived) Fee-only: Investment supervisory fees paid quarterly in advance; Financial planning fees are fixed ($500 to $5,000) or hourly ($300/hour)
Main office
Garland TX
Advisors at this office
1
Most active in
Texas
Also doing business as
Scott And Associates Of Texas, Inc. · Scott And Associates Of Texas, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)