Scott & Associates Investment Advisory Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$62,726,840
Clients
97
Advisors
1
of 1 employees
About
The firm provides discretionary investment advisory services to individual investors and also serves trusts, estates, and charitable organizations. It develops personalized investment policies through client discussions and manages portfolios in line with each client's objectives, time horizon, risk tolerance, and tax considerations.
Investment decisions are based primarily on fundamental analysis, with the firm using both long-term buy-and-hold and shorter-term purchase strategies as appropriate. Recommendations are not limited to particular product providers and are implemented with attention to the client’s tax situation and stated investment goals.
The advisory practice operates alongside a separate accounting and tax-preparation business, with the firm’s principal allocating roughly half of their time to CPA services; advisory and accounting services are provided for separate compensation and clients are cross-referred without a formal referral-fee arrangement. The inclusion of charitable organizations among its clients is a noteworthy feature for a firm of this type and can add additional tax and fiduciary considerations to portfolio planning.
Client services
Expertise
Fee options
$0 - $100,000: 1.25% $100,001 - $250,000: 1.10% $250,001 - $500,000: 1.00% $500,001 - $1,000,000: 0.90% $1,000,001 - $2,500,000: 0.80% $2,500,001 - $5,000,000: 0.70% Over $5,000,000+: Negotiable
Account minimum: $50,000
Main office
340 McCormick Street, Suite B
St. Helena CA 94574-1457
Advisors at this office
1
Most active in
California
Also doing business as
Scott & Associates Investment Advisory Services · Scott & Warner Investment Advisory Services, Llp · Scott, Patrick Douglas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")