S
Scott Clampitt, Registered Investment Advisor
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$213,000
Clients
1
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$213,000
About
The firm offers discretionary portfolio management along with financial planning and consulting to individuals, high‑net‑worth clients, and corporate entities, using an assets‑under‑management fee model and occasional hourly engagements for specific projects. Portfolios may include mutual funds, ETFs/ETNs, and individual stocks and bonds, with clients maintaining custody of their assets at a qualified custodian.
The advisor typically pursues a long‑term investment approach while using both fundamental and technical analysis and will trade more actively for rebalancing or to meet client needs. The firm works with clients to develop an Investment Policy Statement, set strategic asset allocations, and conducts at least monthly reviews of managed accounts.
What distinguishes this firm from many peers is its unusually small scale: it operates as a solo practice with a very limited client base and total assets in the low six figures, which can affect capacity and the degree of direct advisor involvement. The firm does not take custody of client assets, executes trades through client‑selected custodians (including Charles Schwab for client billing and execution), and discloses a 2017 consent agreement regarding late annual updates that was subsequently remedied.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Fee options
$0.00 - $99,999.99: 0.167% per month $100,000.00 - $249,999.99: 0.150% per month $250,000.00 - $499,999.99: 0.133% per month $500,000.00 - $999,999.99: 0.117% per month $1,000,000.00+: 0.100% per month
Level I Service: $75.00 per hour; Level II Service: $125.00 per hour; Level III Service: $250.00 per hour
Main office location
Scott Clampitt, Registered Investment Advisor
New Castle IN, United States
Number of offices
1
Most active in
Scott Clampitt, Registered Investment Advisor has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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