Scottsdale Capital Advisors Corporation
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Scottsdale Capital Advisors is a state‑registered investment adviser that primarily operates as a full‑service broker‑dealer, offering brokerage and investment services to retail and institutional clients across listed and OTC equities, fixed income, mutual funds, annuities, and certain private placements. As of November 30, 2025, SCA reported no assets under management on its RIA books.
For advisory engagements SCA offers portfolio management using model portfolios or tailored recommendations based on client goals, time horizon, and risk tolerance, and it primarily employs technical analysis tools (for example, MACD, Bollinger Bands, and Elliott wave techniques) in developing strategies. The firm also may recommend third‑party sub‑advisers to manage portions of client assets and discloses any relationships and fee arrangements with those advisers.
Noteworthy differences from many investment‑manager peers include SCA’s substantial broker‑dealer activity—over 98% of its business is broker‑dealer work—and its affiliation with an affiliated clearing broker, which the firm may use for execution and custody. SCA discloses that its representatives may receive transaction‑based compensation (commissions, 12b‑1 fees) and insurance commissions and that it reports broker‑dealer regulatory events on FINRA BrokerCheck; it also documents its process for selecting and disclosing relationships with other advisers.
Client services
Expertise
Fee options
Negotiable, up to a maximum of 2% annually
SCA is also registered as a broker-dealer and may earn commissions on brokerage transactions and insurance products
Main office
7170 E. McDonald Rd. Suite 6
Scottsdale AZ 85253
Advisors at this office
3
Most active in
Arizona · California
Also doing business as
Scottsdale Capital Advisors · Scottsdale Capital Advisors Corp · Scottsdale Capital Advisors Corporation · Scottsdale Capital Advisros Corp
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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