A complete list of active advisors currently associated with Scottsdale Wealth Planning, Inc.
Warmer can help you find a great advisor at Scottsdale Wealth Planning, Inc. or one who fits your needs even better.
Scottsdale Wealth Planning primarily serves individual and high‑net‑worth clients, offering discretionary investment management, financial planning, and retirement‑account advice. The firm manages approximately $171.5 million for about 79 clients and typically charges percentage‑of‑assets‑under‑management fees. The firm’s investment process emphasizes fundamental analysis and a largely long‑term orientation, building diversified portfolios from individual stocks and bonds, mutual funds, and ETFs and, where appropriate, employing options, REITs, MLPs, private funds, and other specialized instruments; it may retain legacy holdings for tax or portfolio‑fit reasons. Scottsdale Wealth Planning implements strategies on a discretionary basis and uses third‑party platforms and institutional custodian relationships to access sub‑advisers, trading, and reporting services. Noteworthy distinctions include that the firm’s principal is also a licensed insurance producer and implements insurance recommendations for commissions separate from advisory fees, which can create a potential conflict of interest (clients are not required to follow those recommendations). The firm and its principal were previously subject to a CFTC cease‑and‑desist order related to communications about a pooled commodities vehicle (including restitution of $338,000, a $169,000 civil monetary penalty, and a four‑year restriction on certain commodities activities); the firm also requires its representatives to utilize an Amplify platform that can involve additional platform and sub‑adviser fees.
To learn more about the advisors currently working at Scottsdale Wealth Planning, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Scottsdale, AZ
| 8
| |
Scottsdale, AZ
| 37
|
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