Scundi Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Scundi Investment Management provides investment advice for individually managed accounts and serves primarily high‑net‑worth individuals, trusts, and small businesses, with a stated $100,000 minimum. Services described in the brochure include discretionary portfolio management under a Limited Power of Attorney, written Investment Policy Statements, and fixed‑fee portfolio consultation engagements.
The firm allocates client funds using model portfolios that incorporate macroeconomic data, market fundamentals, technical and fundamental analysis, and volatility, and it typically holds individual stocks and bonds, ETFs, mutual funds, closed‑end funds, and stock options. SIM generally employs dollar‑cost averaging for new investments, tracks cost basis for transferred positions, and conducts daily account updates with at least monthly formal reviews and periodic performance reporting.
Noteworthy features include a small reported asset base—approximately $500,000—which aligns with a narrow client focus on HNW and trust accounts rather than non‑HNW individual clients. The brochure also highlights use of more complex instruments (stock options and inverse/leveraged ETFs with explicit suitability caveats), a written proxy‑voting policy, and detailed privacy and ethics policies, elements that are less common for firms of similar scale.
Client services
Expertise
Fee options
Fixed fees for portfolio consultation services ranging from $325-$2,500 per quarter depending on account size
$0 - $1,000,000: 1.20% annually $1,000,001 - $2,000,000: 1.00% annually $2,000,001 - $4,000,000: 0.80% annually $4,000,001+: 0.60% annually
Account minimum: $100,000 Minimum fee: $325-$2,500 per quarter depending on account size Fee-only: Advisory fees based on assets under management per tiered schedule; fixed fees for portfolio consultation services
Main office
Mountain View CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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