Seamount Financial Group Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$719,919,893
Clients
485
Advisors
6
across 3 offices
About
Seamount Financial Group serves individual clients, including high-net-worth households, as well as pension and profit‑sharing plans, offering discretionary wealth management, stand‑alone financial planning, and pension consulting. The firm reports managing approximately $745 million in discretionary assets through a team of six advisors and serves roughly 485 client relationships.
Seamount typically constructs customized portfolios and manages accounts on a discretionary basis through LPL Financial’s Strategic Wealth Management program, monitoring holdings and periodically rebalancing to align with clients’ objectives and risk tolerances. It also provides hourly financial planning and participant education for retirement plans, and discloses use of methods such as fundamental and technical analysis and, where appropriate, margin or short sales strategies based on client suitability.
Distinctive aspects disclosed in the brochure include the firm’s transition to LPL Financial (completed in 2025) and that its investment adviser representatives are dually registered as LPL broker‑dealer representatives and licensed insurance agents, arrangements the firm identifies as creating potential conflicts (including receipt of transition assistance and forgivable loans). The brochure also highlights practices that are less common for peers — assistance applying for securities‑backed lines of credit, a limited stance on direct cryptocurrency recommendations (outside LPL‑approved publicly traded securities), use of AI tools to record or transcribe meetings (with an opt‑out), and an explicit policy not to vote client proxies.
Client services
Expertise
Fee options
Up to 1.25% annually (negotiable)
IARs earn commissions as registered representatives of LPL Financial and insurance agents for insurance products, separate from advisory fees
Financial planning services charged at $500/hour (negotiable); clerical work at $50/hour
Account minimum: $500,000 Fee-only: Hourly fee of $500 for stand-alone financial planning services (negotiable); $50/hour for clerical work
Main office
See office90 So Cascade Avenue, Suite 970
Colorado Springs CO 80903
Advisors at this office
3
Offices (3)
Most active in
Arizona · California · Colorado · Florida · Michigan · Nebraska · New Hampshire · North Carolina · Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Patrick H
CFP®, Series 63, Series 66
Tustin, CA
Seamount Financial Group Inc
Patrick Healy is a CFP® with eight years of industry experience, currently serving as an advisor at Seamount Financial Group Inc. He has previously worked at firms including LPL Financial, Grove Point Investments, and Pacific Investment Management Company. His professional background includes roles in both investment management and advisory services. Seamount Financial Group serves individual clients, including high-net-worth households, as well as pension and profit-sharing plans. The firm offers discretionary wealth management, stand-alone financial planning, and pension consulting, managing approximately $745 million in assets across six advisors.
Christopher D
CFP®, Series 63, Series 65
Colorado Springs, CO
Seamount Financial Group Inc
Christopher Dorsett is a CFP® professional with 27 years of industry experience, currently serving at Seamount Financial Group Inc in Colorado Springs, CO. His career includes roles at LPL Financial LLC and Grove Point Investments, LLC, and he has been involved with Seamount Financial Group since 1998. He also operates Dorsett Wealth Management, LLC. Seamount Financial Group provides wealth management, financial planning, and pension consulting services to individuals, high-net-worth clients, retirement plans, trusts, estates, and business entities. The firm manages over $665 million and delivers discretionary portfolio management through LPL Financial’s Strategic Wealth Management program, employing both fundamental and technical analysis tailored to client objectives.
Michael H
Series 63, Series 65
Tustin, CA
Seamount Financial Group Inc
Michael Healy is a financial advisor with Seamount Financial Group Inc, holding Series 63 and Series 65 licenses and bringing 43 years of industry experience. He has worked at LPL Financial LLC since 2025 and previously spent 25 years with Grove Point Investments, LLC, as well as 34 years at Seamount Financial Group. Seamount Financial Group serves individuals, high-net-worth clients, retirement plans, trusts, estates, and business entities by providing wealth management, discretionary portfolio management, financial planning, and pension consulting. The firm manages over $665 million for several hundred clients and integrates both fundamental and technical analysis within its discretionary investment approach.
Aaron M
CFP®, Series 66
Scottsdale, AZ
Seamount Financial Group Inc
Aaron McLaughlin is a CFP® with 14 years of industry experience, currently serving at Seamount Financial Group Inc. He has worked at Seamount since 2011 and also spent time at Grove Point Investments, LLC. He holds a Series 66 designation and operates out of Scottsdale, AZ. Seamount Financial Group serves individuals, including high-net-worth clients, retirement plans, trusts, estates, and business entities by providing wealth management, discretionary portfolio management, financial planning, and pension consulting. The firm manages over $665 million and integrates both fundamental and technical analysis within its discretionary investment strategies, tailoring portfolios through LPL Financial’s Strategic Wealth Management program.
Leon C
CFP®, Series 63, Series 65
Colorado Springs, CO
Seamount Financial Group Inc
Leon Colafrancesco is a CFP® professional with 44 years of experience in the financial services industry. He is currently with Seamount Financial Group Inc and has previously worked at Grove Point Investments, LLC and LPL Financial. He has been associated with Seamount Financial Group since 1998. Seamount Financial Group serves individuals, high-net-worth clients, retirement plans, trusts, estates, and business entities by providing wealth management, discretionary portfolio management, financial planning, and pension consulting. The firm manages over $665 million and integrates fundamental and technical analysis in discretionary wealth management.
Nicholas D
CFP®, Series 66
Colorado Springs, CO
Seamount Financial Group Inc
Nicholas Dorsett is a CFP® certificant and holds a Series 66 license, with four years of experience in the financial industry. He is affiliated with Seamount Financial Group Inc and has prior experience at LPL Financial, Grove Point Investments, Podium, Inc, and Qualtrics International. Seamount Financial Group provides wealth management, financial planning, and pension consulting services to individual clients, including high-net-worth households, as well as pension and profit-sharing plans. The firm manages approximately $745 million in discretionary assets through a team of six advisors and employs customized portfolios monitored and rebalanced via LPL Financial’s Strategic Wealth Management program.
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