Seapoint Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Seapoint Capital Management is a small, state-registered advisory firm that provides discretionary asset management and financial planning and consulting to individuals and high‑net‑worth clients. The firm manages roughly $3.58 million in discretionary assets for a very small client base and offers full financial plans and topic‑specific consultations, with plan deliverables described as typically completed within 30 days.
The firm’s investment work is discretionary and driven by client‑documented goals, time horizons and risk tolerances, using fundamental analysis and a mix of long‑ and short‑term strategies as appropriate. Seapoint requires clients to use a specific custodian (Interactive Brokers), bills asset‑management fees in arrears, and conducts periodic compliance and personal‑trading reviews to monitor adherence to its Code of Ethics.
Noteworthy differences from many peers include the firm’s very small scale and recent start (founded in 2024 with the owner managing advisory activities), an explicit requirement that clients custody assets at Interactive Brokers, and a practice of not voting client proxies (clients receive and vote their own proxies). The brochure also discloses potential soft‑dollar benefits from custodians and notes limited custody only to the extent of fee deductions.
Client services
Expertise
Demographic focus
Fee options
1.00% annually
$200 per hour
Account minimum: $100,000
Main office
Rancho Cucamonga CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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