Seapoint Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Seapoint Capital Management LLC is a small, independent investment adviser that provides discretionary asset management and financial planning and consulting to individual and high‑net‑worth clients. The firm bills advisory fees based on assets under management and offers ongoing portfolio management, full financial plans, and topic‑specific consultations.
The firm implements discretionary portfolios tailored to documented client objectives, risk tolerances, and time horizons, using fundamental analysis and a mix of long‑term, short‑term, and trading strategies. Account oversight is conducted on a quarterly basis with attention to rebalancing and tax‑loss harvesting opportunities, and the firm requires use of a single custodian for trade execution while noting it may receive research or other soft‑dollar benefits tied to brokerage relationships.
What distinguishes Seapoint from many peers is its scale and structure: it was founded in 2024 as a sole‑practitioner, owner‑operated adviser with a very small client base and modest assets under management, and all supervision and compliance responsibilities are handled internally. The firm also focuses on higher‑net‑worth relationships rather than mass‑market retail clients, does not vote client proxies (clients retain proxy voting authority), and directs trades through a designated broker‑dealer, which may affect execution and service dynamics.
Client services
Expertise
Fee options
1.00% annually
$200 per hour
Account minimum: $100,000
Main office
Rancho Cucamonga CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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