Seaport Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Seaport Asset Management offers discretionary and non-discretionary investment advisory services to a broad set of client types, including individuals, pension and profit-sharing plans, trusts and estates, charitable organizations and businesses, and institutional clients such as banks or thrift institutions, insurance companies, sovereign wealth funds, state and municipal entities, and other investment advisers. The firm states it tailors advice to clients’ stated objectives and risk tolerances and may use sub‑advisors with disclosed fee‑sharing arrangements when appropriate.
The firm pursues long‑term, tax‑efficient capital appreciation with a value‑oriented equity focus, combining fundamental and technical analysis to identify high‑quality companies trading below estimated intrinsic value. Portfolios are typically diversified across sectors with concentrated positions (generally 25–35 holdings) and asset allocation among stocks, bonds and cash is adjusted based on expected 6–12 month market conditions; clients may grant varying levels of trading discretion.
What distinguishes the firm from many peers is its affiliation with a NYSE/FINRA/SIPC broker‑dealer parent and the overlap of advisory and broker‑dealer activities: the adviser shares office space with the affiliated broker‑dealer, recommends that broker for execution and identifies Fidelity Clearing Corp. (NFS) as the clearing custodian, and its personnel hold FINRA registrations and may act as registered representatives. The brochure also notes the adviser currently reports no assets under management and a $1,000,000 stated minimum (subject to exceptions), which may be relevant when considering the firm’s operating stage and client mix.
Client services
Expertise
Occupation focus
Fee options
Fixed fees from $500 to $1,000 depending on account size and complexity
$0 - $2,000,000: 1% $2,000,001 - $10,000,000: 0.75% $10,000,001 - $35,000,000: 0.625% $35,000,001+: 0.5%
Account minimum: $1,000,000 Minimum fee: Annual minimum fee of $500.00 Fee-only: Fixed fees ranging from $500 to $1,000 depending on account size, complexity, and securities involved
Main office
60 Broad Street
New York City NY 10004
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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