Seaport Asset Management, LLC

Seaport Asset Management offers discretionary and non-discretionary investment advisory services to a broad set of client types, including individuals, pension and profit-sharing plans, trusts and estates, charitable organizations and businesses, and institutional clients such as banks or thrift institutions, insurance companies, sovereign wealth funds, state and municipal entities, and other investment advisers. The firm states it tailors advice to clients’ stated objectives and risk tolerances and may use sub‑advisors with disclosed fee‑sharing arrangements when appropriate.

The firm pursues long‑term, tax‑efficient capital appreciation with a value‑oriented equity focus, combining fundamental and technical analysis to identify high‑quality companies trading below estimated intrinsic value. Portfolios are typically diversified across sectors with concentrated positions (generally 25–35 holdings) and asset allocation among stocks, bonds and cash is adjusted based on expected 6–12 month market conditions; clients may grant varying levels of trading discretion.

What distinguishes the firm from many peers is its affiliation with a NYSE/FINRA/SIPC broker‑dealer parent and the overlap of advisory and broker‑dealer activities: the adviser shares office space with the affiliated broker‑dealer, recommends that broker for execution and identifies Fidelity Clearing Corp. (NFS) as the clearing custodian, and its personnel hold FINRA registrations and may act as registered representatives. The brochure also notes the adviser currently reports no assets under management and a $1,000,000 stated minimum (subject to exceptions), which may be relevant when considering the firm’s operating stage and client mix.