Seattle Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Seattle Wealth Management provides investment advisory and comprehensive financial planning services to individuals, high‑net‑worth individuals, and businesses, covering goals such as retirement planning, tax and estate planning, philanthropic planning, and risk management. The firm reports managing roughly $131 million in discretionary client assets and works with approximately 100 clients, tailoring advice and investment policy statements to each client’s objectives.
The firm’s investment approach is long‑term, disciplined, and broadly diversified, implementing portfolios that typically include mutual funds, ETFs, individual equities, fixed income, real estate, and alternatives and emphasizing systematic management and modern portfolio theory. Seattle Wealth Management acts as a fiduciary, offers both discretionary and non‑discretionary authority, and generally reviews accounts quarterly while monitoring investments against each client’s plan.
A distinctive element disclosed in the brochure is that a representative of the firm is a licensed insurance agent and may earn commission compensation for insurance products sold to clients; the firm acknowledges this conflict of interest and advises clients they are under no obligation to purchase insurance through the firm. The brochure also highlights how the firm handles rollover recommendations under ERISA/IRC fiduciary rules and discloses that the firm does not vote client proxies, leaving proxy voting to clients or their designees.
Client services
Expertise
Fee options
0.8% - 1.0% annually (varies by asset level and other factors)
Insurance commissions earned by Mr. Johnson for selling insurance products, separate and in addition to advisory fees
Main office
8301 A 5th Avenue NE
Seattle WA 98115
Advisors at this office
2
Most active in
Oregon · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Dan U
Series 66
Seattle, WA
Seattle Wealth Management LLC
Dan Uhm is a financial advisor at Seattle Wealth Management LLC with 19 years of industry experience. He holds the Series 66 designation and has worked at several firms, including American Institutional Assets, LLC, RCX Capital Group LLC, Ross Securities Corporation, and Commonwealth Financial Network. Outside of his advisory role, he is involved as a partner and manager in multiple non-investment related business ventures, including Zeolite Composites, LLC. Seattle Wealth Management provides investment advisory and comprehensive financial planning services to individuals, high-net-worth clients, and businesses. The firm employs a long-term, disciplined, and broadly diversified investment approach and manages approximately $131 million in discretionary client assets.
Eric J
Series 66
Seattle, WA
Seattle Wealth Management LLC
Eric Johnson is a financial advisor with Seattle Wealth Management LLC, holding a Series 66 designation and 20 years of industry experience. His prior work includes roles at American Institutional Assets, LLC and Commonwealth Financial Network. Outside of his advisory work, he serves as a business advisor to Zeolite Composites, LLC. Seattle Wealth Management provides investment advisory and comprehensive financial planning services to individuals, high-net-worth clients, and businesses. The firm employs a long-term, disciplined, and diversified investment approach, managing approximately $131 million in discretionary client assets across about 100 clients.
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