Irvine, CA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Secure Investment Management, LLC
Team
Firm-wide stats for Secure Investment Management, LLC
About
Secure Investment Management serves individuals, business entities, trusts, and estates, including both retail and high‑net‑worth clients, offering financial planning, discretionary portfolio management, and separately managed account solutions. Its services also include implementation through Orion Portfolio Solutions TAMP strategist portfolios, relationship management accounts, IRA rollover recommendations, and referrals to other professionals when appropriate.
The firm’s investment approach is quantitative and factor‑based, built around Modern Portfolio Theory and long‑term, diversified allocations using low‑cost mutual funds, ETFs, third‑party managers and direct indexing where applicable. SIM deploys Orion strategist mandates (Beta, Active, Diversifier) and allows tailored sleeve managers and client‑directed exclusions while advisers operate as a decentralized network of independent investment adviser representatives who customize portfolios to client objectives.
Notable distinctions include the firm’s use of compensated introducers/promoter arrangements and related endorsement disclosures under the SEC’s Marketing Rule, a practice that is uncommon among similar team firms. The brochure also discloses affiliations with insurance agencies and an affiliated private fund, explains that many IARs are licensed insurance agents who may receive commissions (a potential conflict), and notes a past Kansas regulatory consent order involving a former IAR.
Based on Secure Investment Management, LLC
Expertise
Based on Secure Investment Management, LLC
Location
Irvine CA
Advisors at this office
2
Advisors at this office
Mohsen R
Series 63, Series 66
Irvine, CA
Secure Investment Management, LLC
Mohsen Reyes is a financial advisor with Secure Investment Management, LLC in Irvine, CA, holding Series 63 and Series 66 licenses and three years of industry experience. His background includes roles at Fidelity Investments and AIL Insurance Company, as well as positions in various other industries prior to entering financial services. Secure Investment Management serves individuals, business entities, trusts, and estates, offering financial planning, discretionary portfolio management, and separately managed account solutions. The firm employs a quantitative, factor-based investment approach grounded in Modern Portfolio Theory, utilizing low-cost mutual funds, ETFs, third-party managers, and direct indexing tailored to client objectives.
Sundy C
Series 65, Series 63
Irvine, CA
Secure Investment Management, LLC
Sundy Clark is a financial advisor with Secure Investment Management, LLC, holding Series 65 and Series 63 licenses and seven years of industry experience. Prior to joining Secure Investment Management, Clark held roles at Affinex Financial LLC, Hellmann, Affluent Wealth Group, Kuehne & Nagel, Transamerica Financial Advisors, WFGIA, and Damco. Outside of advisory work, Clark serves as a Global Account Director managing international logistics clients. Secure Investment Management serves individuals, business entities, trusts, and estates, providing financial planning, discretionary portfolio management, and separately managed account solutions. The firm uses a quantitative, factor-based investment approach grounded in Modern Portfolio Theory and long-term diversified allocations, employing low-cost mutual funds, ETFs, third-party managers, and direct indexing tailored to client objectives.
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