Seen Consulting LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$52,000,000
Clients
32
38% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
32
HighAverage account size
$1,625,000
About
SEEN Consulting LLC provides discretionary portfolio management and financial consulting to individual and high‑net‑worth clients, managing approximately $52 million across a small client base of about 32 accounts. The firm delivers tailored investment advice and ongoing account administration and charges fees calculated as a percentage of assets under management.
Its investment process blends technical and charting methods (including cyclical analysis) with fundamental analysis and modern portfolio theory to build diversified portfolios across equities, corporate debt, mutual funds, money market funds, real estate and REITs. The firm operates with discretionary trading authority, conducts at least monthly account reviews, and offers financial consulting to portfolio clients at no additional charge while advising that tax considerations should be addressed with a tax professional.
Notable operational features include a relatively high level of assets per client compared with many solo independent advisers and a principal with extended institutional brokerage and corporate finance experience. The firm participates in an institutional custody program that provides research and administrative benefits, does not aggregate orders into block trades, does not vote client proxies, and generally relies on custodian statements rather than producing regular written performance reports.
Client services
Portfolio management
Financial and business consulting
Expertise
Wealth management
Real estate investing
Fee options
$0 - $1,000,000: 1.00% Over $1,000,000+: 0.50%
Account minimum: $50,000
Main office location
Seen Consulting LLC
Ontario CA, United States
Number of offices
1
Most active in
Seen Consulting LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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