A complete list of active advisors currently associated with SEF Financial

Warmer can help you find a great advisor at SEF Financial or one who fits your needs even better.

SEF Financial (SEM Capital, LLC) provides ongoing portfolio management and financial planning primarily for individual and high-net-worth clients and also lists other investment advisers as a client type. The firm may serve as a subadviser to unaffiliated advisers and delivers tailored Investment Policy Statements for each engagement. The firm typically seeks discretionary authority to implement clients’ IPS and uses a mix of fundamental, technical, cyclical and quantitative analysis to support long-term, short-term and options trading strategies, with documented risk tolerances and periodic portfolio monitoring. SEM Capital states a policy of attempting fair and equitable allocation of investment opportunities among client accounts and provides monthly custodial reporting. What is noteworthy for a solo independent adviser is that SEM Capital explicitly serves other investment advisers and offers subadvisory services, a relationship that is relatively uncommon among peers. The firm requires clients to custody assets at Charles Schwab and to use a specific broker-dealer for execution, and it manages both discretionary and non‑discretionary assets (approximately $30.2M discretionary and $5.3M non‑discretionary as reported).

To learn more about the advisors currently working at SEF Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.