Semrod Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$19,678,500
Clients
20
Advisors
1
of 1 employees
About
Semrod Capital provides discretionary and non‑discretionary asset management and portfolio monitoring to individuals, high‑net‑worth clients, business entities, and select charitable organizations, managing roughly $20.7 million across about 20 client relationships. The firm documents client goals, time horizons and risk tolerances to tailor investment programs and permits client‑imposed investment restrictions.
The firm employs a mix of analysis methods — including fundamental, technical, charting, cyclical analysis, Modern Portfolio Theory and quantitative techniques — and implements strategies that range from long‑term holdings to short‑term trading. Semrod Capital may engage sub‑advisors and, per its disclosure, requires clients to custody assets at Charles Schwab; it conducts quarterly account reviews and clients receive monthly custodian statements.
Distinctive disclosures in the brochure include a 2020 consent order with the Colorado Division of Securities relating to charging transaction fees under a wrap program and entering into advisory contracts that were not in writing, a material event the firm discloses in Item 9. The firm also notes it serves charitable organizations (an uncommon client type among peers) and discloses that it may receive custodial research or other soft‑dollar benefits tied to brokerage relationships.
Client services
Expertise
Fee options
Up to 1.0% annually, negotiable
Account minimum: $500,000
Main office
Minturn CO
Advisors at this office
1
Most active in
Colorado · Texas
Also doing business as
Semrod Capital · Semrod Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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