Sequentis Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sequentis Capital LLC provides discretionary investment management, financial planning, and retirement plan advisory services to individual and high‑net‑worth clients. The firm manages client accounts on an asset‑based fee basis through custodial relationships and serves a relatively small client base with a three‑advisor team.
The firm’s investment approach centers on strategic asset allocation informed by fundamental analysis, with portfolios that can include U.S. and global equities, fixed income, ETFs, mutual funds, commodities and options; Sequentis emphasizes long‑term positioning while using risk measures to adjust exposures and may trade more actively to rebalance or respond to market events. Clients work with the advisor to set investment objectives, constraints and reasonable account restrictions, and accounts are reviewed and monitored on a regular basis.
What is distinctive for a firm of this size is that several advisory personnel are also licensed insurance professionals and may recommend and implement commission‑based insurance products in addition to advisory services, a practice the brochure discloses as a potential conflict of interest (one managing director reports spending roughly 20 hours per month on insurance activities). The firm also recently transitioned from state to SEC registration and combines investment management with ERISA 3(21) retirement plan advisory services while operating with a compact, three‑advisor structure.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for financial planning services range from $300 to $25,000
0.58% to 1.50% annually for investment management services depending on complexity and asset level
Certain advisory persons are licensed insurance professionals earning commissions for insurance product sales in addition to advisory fees
$100 to $300 per hour for financial planning services
Account minimum: $1,000,000 Fee-only: Financial planning services offered on hourly basis ($100 to $300) or fixed fee basis ($300 to $25,000)
Main office
See officeOne Boston Place, 201 Washington St 26th Floor
Boston MA 02108
Advisors at this office
2
Offices (2)
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Patrick D
ChFC®, Series 63
Boston, MA
Sequentis Capital LLC
Patrick Davis is a financial advisor at Sequentis Capital LLC with 12 years of industry experience. He holds the ChFC® designation and Series 63 license. Prior to joining Sequentis Capital in 2023, he worked at Integrated Wealth Concepts LLC and M3 Advisory Group, LLC. In addition to advisory services, he engages in fixed insurance sales for a few hours each week. Sequentis Capital provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, family offices, trusts, foundations, and endowments. The firm combines strategic asset allocation and fundamental analysis with ongoing risk monitoring to construct diversified portfolios tailored to long-term and tactical market conditions.
Charles B
Series 63, Series 66
Boston, MA
Sequentis Capital LLC
Charles Butler III is a financial advisor at Sequentis Capital LLC in Boston, MA, holding Series 63 and Series 66 licenses with 25 years of industry experience. His prior roles include positions at Vision 4 Fund Distributors, LLC, and Advisors Asset Management, Inc., as well as self-employment. Sequentis Capital provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, family offices, trusts, foundations, and endowments. The firm combines strategic asset allocation and fundamental analysis with ongoing risk monitoring to construct diversified, primarily long-term portfolios, and also offers ERISA-focused services for retirement plans.
Ryan N
Series 66
Boston, MA
Sequentis Capital LLC
Ryan Nagle is a financial advisor at Sequentis Capital LLC in Boston, MA, holding a Series 66 designation with 14 years of industry experience. He previously worked at Bank of America N.A. and Merrill Lynch, Pierce, Fenner and Smith Incorporated from 2012 to 2018 before joining Sequentis Capital in 2018. Sequentis Capital offers discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, family offices, trusts, foundations, and endowments. The firm applies a combination of strategic asset allocation, fundamental analysis, and risk monitoring to construct diversified portfolios, and also provides ERISA-focused services and written financial plans.
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