Tenbroeck Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Tenbroeck Wealth Management is a registered investment adviser that serves individuals, high-net-worth clients, trusts, estates and employer-sponsored retirement plans, offering discretionary investment management, financial planning and retirement plan consulting. The firm also provides standalone financial planning and consulting engagements and sponsors a wrap fee program delivered through the Altruist custody and trading platform.
Investment strategies are built around asset allocation and modern portfolio theory, using diversified exposures via index funds, ETFs, mutual funds and, when appropriate, individual securities selected through fundamental analysis; accounts are monitored and rebalanced as needed with at least quarterly reviews. The firm documents client goals, risk tolerance and any investment restrictions before implementing discretionary strategies and may provide written financial plans for clients.
Distinctive features include sponsoring a wrap fee program (a relatively uncommon arrangement among independent advisers) and an affiliation with an insurance business through which the firm’s principal is a licensed insurance agent; the brochure discloses the resulting commission conflicts of interest and describes mitigation steps. The firm also offers retirement plan consulting at the plan level (separate from individual account management), recommends Altruist as its custodian platform, and does not vote client proxies, instead forwarding proxy materials to clients.
Client services
Expertise
Fee options
$0 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.75% $2,000,000+: 0.65%
Representatives may receive commissions when clients implement financial plans through the firm; insurance commissions also earned separately.
$100 per hour for standalone financial planning and consulting engagements.
Account minimum: $100,000 (may be waived at firm's discretion)
Main office
204 North Floral Ave, Suite A
Visalia CA 93291
Advisors at this office
1
Most active in
California · Texas
Also doing business as
Sequoia Financial, LLC · Tenbroeck Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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