Sequoia Planning & Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sequoia Planning & Investments provides investment advisory and financial planning services to individual clients, including high‑net‑worth individuals, families, and trusts. Services offered include asset management, retirement and estate planning, tax planning, education funding, cash‑flow management, and related financial planning delivered through ongoing consultation.
The firm implements a long‑term, academically grounded strategic asset allocation approach using low‑cost institutional mutual funds and ETFs (with a frequent use of Dimensional funds), tilting portfolios toward small‑cap and value exposures while emphasizing diversification and tax efficiency. Notably, the vast majority of client assets are managed on a non‑discretionary basis—clients generally approve recommended trades—an operating model that is uncommon among peer advisory firms.
Founded in 1998, the firm manages roughly $160 million for about three dozen clients, supporting individualized portfolio design and hands‑on, tax‑aware review rather than automated or aggregated trade execution. It operates as a fee‑only adviser that does not accept commissions or 12b‑1 fees, maintains a formal Code of Ethics, and leaves proxy‑voting decisions to clients.
Client services
Expertise
Fee options
Fixed fees are charged but specific amounts not stated.
$0 - $1,000,000: 0.85% $1,000,001 - $2,000,000: 0.70% $2,000,001 - $3,000,000: 0.50% $3,000,001+: 0.30%
Hourly charges are used but specific rates not stated.
Fee-only: Fee-only firm as of December 31, 2025; no commissions or 12b-1 fees accepted.
Main office
La Conner WA
Advisors at this office
1
Most active in
Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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