Seraphim Wealth Advisors, Inc.

Seraphim Wealth Advisors, Inc. provides portfolio management and investment planning services to individuals — including high‑net‑worth clients — and institutional clients, delivering tailored Investment Policy Statements and ongoing account monitoring on either a discretionary or non‑discretionary basis. The firm reports client accounts through custodians on a quarterly basis and states it has no account minimums.

The firm’s investment process combines fundamental, quantitative, technical and modern‑portfolio‑theory analysis and supports long‑term strategies alongside more active techniques. Its stated strategy set explicitly includes short sales, margin transactions and options trading (including covered, uncovered and spread strategies), indicating the use of derivatives in client accounts and the attendant higher risk profile that is less common among peer firms.

Notable distinctions include management personnel with formal finance and accounting education and experience as financial educators and personal financial analysts, and the firm’s offering of periodic educational seminars and workshops to clients and the general public at no charge. The brochure also discloses non‑investment activities by representatives — such as insurance licensure and participation in real‑estate projects — and describes how those potential conflicts are disclosed and managed.