Servatus Capital

Servatus Capital advises individuals (including high‑net‑worth clients), foundations, charitable organizations and businesses, offering customized financial planning, ongoing portfolio management and ERISA 3(21) retirement‑plan advisory services. The firm manages roughly $110 million for a small client base (29 relationships) and provides both discretionary and non‑discretionary management, as well as the option to act as a sub‑adviser for other advisers.

The firm applies a blend of fundamental, technical and cyclical analysis and emphasizes independence from commission‑based products, favoring low‑cost ETFs alongside individual equities, fixed income and alternative exposures. Portfolios are governed by written investment guidelines and, for accredited investors and certain separately managed strategies, Servatus may employ derivatives and options as part of its tactical solutions.

Notable distinctions disclosed in the brochure include ownership affiliations with a CPA/accounting firm and the firm’s practice of retaining third‑party solicitors or related‑party introductions for client referrals, with compensation disclosed where applicable. Servatus’s role as a sub‑adviser to other advisers, its explicit use of derivatives in managed accounts (including structured/buffer ETF and options strategies), and the combination of a relatively small client count with a sizable asset base are characteristics that set it apart from many peers.