A complete list of active advisors currently associated with Settlement Capital Advisors

Warmer can help you find a great advisor at Settlement Capital Advisors or one who fits your needs even better.

Settlement Capital Advisors provides discretionary portfolio management to individuals, small businesses, non‑ERISA retirement accounts, and trusts, and offers rollover advice and account-level customization. The firm charges percentage‑of‑AUM fees for managed accounts, does not participate in wrap programs, and manages accounts on a fiduciary basis for retirement recommendations. The firm’s investment approach emphasizes dividend‑yielding equities and dollar‑cost averaging within a limited investment universe (equities, bonds, mutual funds, cash management, U.S. Treasuries, and certificates of deposit). Accounts are reviewed at least quarterly, managed primarily on a discretionary basis, and can be tailored to client‑imposed restrictions and tax considerations for taxable and IRA/trust accounts. Distinctive features include affiliated structured‑settlement and Medicare set‑aside businesses (Settlement Professionals, Inc. and The Plaintiff’s MSA & Lien Solution, LLC) through which employees may be appointed by insurance carriers and receive commissions or other compensation for insurance, SMAPS, market‑linked CDs and related products; these relationships are disclosed and optional for clients. With roughly $88 million in AUM and a three‑adviser team operating from multiple offices, the firm combines a small advisory platform with those broader settlement and insurance service offerings, which creates identifiable conflicts that the firm says it seeks to mitigate.

To learn more about the advisors currently working at Settlement Capital Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

You can also browse Settlement Capital Advisors's office locations.