Seven Stages Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm advises individuals, high‑net‑worth individuals, and businesses, providing discretionary investment management along with written financial planning and consulting. Portfolios are typically built from low‑cost, diversified mutual funds and ETFs, though the firm may also use individual stocks, bonds, closed‑end funds and, when appropriate, third‑party independent managers.
Its investment process is generally long‑term and centered on strategic asset allocation informed by fundamental and behavioral analysis; the firm rebalances and may trade shorter‑term to meet client objectives, tax considerations, or market conditions. Accounts are implemented through an institutional custodial platform and the firm exercises ongoing oversight of any independent managers it engages.
Distinctive aspects include that the firm is newly formed and has not yet reported assets under management, and it is structured not as a traditional solo practitioner despite its small size. The principal discloses several outside business activities (including licensed insurance sales, adjunct teaching, media engagements, and consulting), and the firm receives software/support benefits from its recommended custodian and accepts no custody of client assets except for authorized fee deductions.
Client services
Expertise
Fee options
Financial planning services offered for a fixed engagement fee up to $5,000 per engagement, fees may be negotiable.
$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.85% annually Over $3,000,001+: 0.65% annually
Main office
Oakley CA
Advisors at this office
1
Most active in
California
Also doing business as
Seven Stages Wealth LLC · Seven Stages Wealth, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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