SevenWealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SevenWealth describes its target clients as individuals and high‑net‑worth investors and provides a mix of life and financial planning, discretionary asset management, and public seminars and workshops. Its planning service covers retirement income projections, estate preservation, tax efficiency and other typical planning topics, while investment services span equities, fixed income, mutual funds, ETFs, cash equivalents and option strategies.
The firm states a blended active/passive investment approach, combining index and ETF holdings for core stability with selective active management and option writing to pursue tactical opportunities, and portfolios are tailored to client objectives, risk tolerance and time horizon. Accounts are managed on a discretionary basis with quarterly reviews and the brochure discloses custodial arrangements that include a requirement to use Charles Schwab and authorization for direct fee deduction.
Distinctive aspects in the brochure include disclosure that the firm’s principal conducts licensed insurance sales and receives external commissions, a potential conflict the firm says is mitigated by disclosures and its fiduciary duty — an affiliation that is uncommon among peers in this category. The brochure places emphasis on retirement planning and distribution strategies (areas that can overlap with pension consulting) and also notes the firm reported no assets under management on its most recent calculation date despite being organized earlier, which differentiates its operational profile from many investment‑manager peers.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.05% annually $2,000,000.01 - $5,000,000: 0.95% annually $5,000,000.01 - $10,000,000: 0.75% annually $10,000,000.01+: 0.50% annually
Account minimum: $750,000 Minimum fee: $7,000 fixed fee for initial financial planning; ongoing planning $7,000 first year, $2,000 subsequent years (waived for clients with $1,000,000+ AUM) Fee-only: Fixed fees for financial planning: $7,000 initial; ongoing planning $7,000 first year, $2,000 subsequent years (waived for $1,000,000+ AUM)
Main office
Longmont CO
Advisors at this office
1
Most active in
Colorado · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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