SFO Capital, Inc.

SFO Capital is an independent registered investment adviser operated by a single advisor that provides discretionary portfolio management and general financial consulting to individuals, trusts, estates, charitable organizations, and business entities. The firm also includes tax preparation services within its advisory relationships, although those services are optional and provided only when within the firm’s expertise.

The firm develops client-specific, long-term investment plans through an initial dialogue about assets, liabilities, income, expenses and goals, with plans reconfirmed or adjusted at least annually and accounts generally managed on a discretionary basis. Investment decisions draw on fundamental, technical and cyclical analysis and may span a broad range of instruments — from listed equities and fixed income to derivatives, futures, private placements and energy or real‑estate partnership interests — in line with client objectives and restrictions.

Distinctive features include a very small, concentrated client base and an emphasis on serving clients with relatively large account sizes while retaining the ability to make exceptions on a case‑by‑case basis. The firm’s sole advisor holds both accounting (CPA) and financial planning (CFP) credentials and provides integrated tax and accounting services to advisory clients, and the firm leaves proxy voting responsibility with clients rather than voting securities on their behalf.