Sg Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$18,088,252
Clients
48
Advisors
2
of 2 employees
About
SG Financial (SG Retirement Planning LLC) provides discretionary portfolio management and financial planning services to individual and high-net-worth clients, with a particular focus on business owners. Offerings include ongoing portfolio management with individualized Investment Policy Statements and a specialized, planning-first engagement called the SG Summit GamePlan for deep-dive life and business-to-wealth alignment.
The firm’s investment process combines fundamental analysis and modern portfolio theory, with a preference for ETFs and tailored asset selection; accounts are generally managed on a discretionary basis and the firm discloses it may employ long-term trading as well as margin and options strategies. SG Financial presents its planning work as a precursor to investing decisions for complex client situations and documents fiduciary duties for retirement accounts.
Distinctive features include an affiliation with an insurance business and supervised persons who are licensed insurance agents and may receive commissions for insurance and annuity sales, a conflict the firm discloses and monitors. The adviser is a small, recently formed firm with roughly $18 million in AUM, requires use of specific custodians (Schwab Institutional and Altruist), does not aggregate trades across clients, and offers multiple engagement models (planning-only, AUM-based management, flat retainers, and hybrid arrangements).
Client services
Expertise
Occupation focus
Fee options
$3,000 fixed fee for SG Summit GamePlan financial planning
$0+: Up to 2.00% AUM (negotiable) $0+: Up to 1.00% AUM (reduced fee with hybrid service, negotiable)
Compensation from sale of investment products as insurance agent, commissions received but not primary source of compensation
$200 - $500 per month flat retainer for ongoing financial planning & cash flow management; part of hybrid services monthly retainer
Fee-only: $3,000 fixed fee for SG Summit GamePlan (negotiable); $200-$500 monthly retainer for ongoing financial planning & cash flow management (negotiable); $200-$500 monthly retainer PLUS reduced AUM fee (e.g., $300/month + 0.35% AUM) for hybrid service (negotiable)
Main office
1489 W Warm Springs Rd, Ste 110
Henderson NV 89014
Advisors at this office
2
Most active in
Nevada
Also doing business as
Sg Financial · Sg Retirement Planning LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Nicholas V
CFP®, Series 63, Series 65, Series 66
Henderson, NV
Sg Financial
Nicholas Van Noort is a CFP® professional with nine years of experience in the financial services industry. He is currently with SG Financial and SG Retirement Planning LLC, where he has worked since 2024. His prior roles include positions at New Skool Media, MoLei Financial, and Personal Capital Advisors Corporation. SG Financial provides discretionary portfolio management and financial planning services to individual and high-net-worth clients, particularly business owners. The firm emphasizes a planning-first approach and combines fundamental analysis with modern portfolio theory, generally managing accounts on a discretionary basis.
Scott G
Series 65
Henderson, NV
Sg Financial
Scott Groskreutz is a financial advisor at SG Financial with five years of industry experience and a Series 65 credential. His prior experience includes roles at ASB Financial and Spring Mobile. He is also a managing partner at Annuity Fundamentals, LLC, where he trains and supports agents on fixed insurance products, and he acts as an agent referring clients to trust services through Integrated Trust Systems. SG Financial provides discretionary portfolio management and financial planning services primarily to individual and high-net-worth clients, with a focus on business owners. The firm combines fundamental analysis and modern portfolio theory in its investment process and offers a planning-first engagement known as the SG Summit GamePlan for life and business-to-wealth alignment.
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