SG Financial

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Client assets under management

Clients

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Very Low

Average account size

—

About

SG Financial provides ongoing discretionary portfolio management and financial planning services for individuals and high-net-worth clients, including a productized, planning-first engagement aimed at business owners and clients with complex financial lives. The firm prepares a written investment policy for each client and offers both ongoing asset management and stand‑alone planning deliverables.

The firm’s investment approach combines fundamental analysis and modern portfolio theory, with a primary emphasis on ETFs alongside mutual funds, fixed income, REITs, private placements and insurance-based products; SG Financial also uses margin and options strategies when appropriate. It operates under a stated fiduciary standard, documents client risk tolerances in Investment Policy Statements, and seeks fair allocation of investment opportunities across client accounts.

Compared with many peers, SG Financial is affiliated with an insurance business and its supervised persons sell insurance products and receive related compensation, a relationship the brochure discloses and discusses as a potential conflict of interest. The firm also departs from the typical AUM-only model by offering fixed-price planning, flat monthly retainers and hybrid engagement structures, and it requires clients to use specific custodians while not aggregating trades for multiple accounts.

Client services

Financial planning Portfolio management

Expertise

Income planning Retirement income strategy Annuities Active portfolio management Options & derivatives strategies

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

$3,000 fixed fee for SG Summit GamePlan (upfront financial planning)

Subscriptions

$200 - $500 per month flat retainer for ongoing financial planning and cash flow management; hybrid service includes $200 - $500 per month plus up to 1.00% AUM reduced fee

Main office location

SG Financial

1489 W Warm Springs Rd, Ste 110

Henderson NV 89014, United States

Number of offices

Most active in

Nevada

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook YouTube Website 702-420-2554

Advisors at this firm

Nicholas V

CFP®, Series 63, Series 65, Series 66

Henderson, NV

SG Financial

Nicholas Van Noort is a CFP® with eight years of experience in the financial services industry. He is currently with SG Financial and SG Retirement Planning LLC, having previously worked at firms including New Skool Media, MoLei Financial, and Personal Capital Advisors Corporation. SG Retirement Planning LLC (SG Financial) provides discretionary portfolio management and comprehensive financial planning to individuals and high-net-worth clients, combining fundamental analysis and modern portfolio theory to build portfolios primarily using ETFs. The firm manages accounts on a discretionary basis, documents client risk tolerances, and offers regular reviews and quarterly reporting.

Income planning Retirement income strategy Annuities Active portfolio management Options & derivatives strategies Founder/Business Owner Executive

Scott G

Series 65

Henderson, NV

SG Financial

Scott Groskreutz is a financial advisor at SG Financial in Henderson, NV, holding a Series 65 designation with four years of industry experience. He has worked at SG Financial since 2021 and at SG Retirement Planning LLC since 2025. Outside of his advisory role, he is the managing partner of Annuity Fundamentals, LLC, where he trains and supports agents on fixed insurance products. SG Retirement Planning LLC offers discretionary portfolio management and comprehensive financial planning to individuals and high-net-worth clients, combining fundamental analysis and modern portfolio theory primarily through ETF investments. The firm also integrates insurance product recommendations and provides ongoing portfolio monitoring and regular client reporting.

Income planning Retirement income strategy Annuities Active portfolio management Options & derivatives strategies Founder/Business Owner Executive

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