SG Securities, LLC

Updated today

Find your advisor

Client assets under management

$16,250,000

Clients

5% high-net-worth

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Typical

Average account size

$188,953

About

SG Securities, LLC is a fee-based advisory firm serving individual and high‑net‑worth clients with ongoing portfolio management and financial planning and consulting services. The firm operates at a small scale, reporting one advisor, roughly $16.25 million in regulatory assets under management, and about 86 client relationships.

Investment programs are tailored to each client's goals, time horizon, and risk tolerance, with the firm offering both discretionary and non‑discretionary management and using fundamental, technical, and cyclical analysis across long‑term, short‑term, and trading strategies. Clients receive periodic account reviews and written or verbal financial plans (typically delivered within thirty business days), and may impose written investment restrictions or choose how fees are paid.

Distinctive features noted in the brochure include regularly offered public seminars and workshops that are educational and provided at no charge, a service relatively uncommon among supported firms. The firm also discloses an affiliated insurance business and a licensed insurance agent who may offer insurance products to clients for commission, a relationship the brochure identifies as a potential conflict of interest and describes procedures and client options to mitigate.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Income planning Roth conversion strategy

Fee options

Percentage

$0 - $500,000: 1.50% annually $500,001 - $1,000,000: 1.25% annually $1,000,001 - $2,000,000: 1.125% annually $2,000,001+: 1.00% annually

Project-based

$200 per hour for financial planning and consulting, not to exceed $1,600 total

Other

Account minimum: $500,000 minimum (may be lowered or waived in certain instances)

Main office location

SG Securities, LLC

116 Village Boulevard, Suite 200

Princeton NJ 08540, United States

Number of offices

Most active in

New Jersey

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website (609) 309-5533

Advisors at this firm

Robert S

Series 66

Princeton, NJ

SG Securities, LLC

Robert Szigeti is a financial advisor with SG Securities, LLC in Princeton, NJ, holding a Series 66 designation and five years of industry experience. He has worked at Merrill Lynch since 2019 and has prior experience with Forrest Staffing Solutions, PCS Research Services, New World Pizza, SG Wealth Management, and Syracuse University. Outside of his advisory role, he serves as an ice official for USA Hockey, officiating youth hockey games. SG Securities, LLC is a fee-based advisory firm serving individual and high-net-worth clients with portfolio management and financial planning services. The firm offers tailored investment programs using fundamental, technical, and cyclical analysis, providing both discretionary and non-discretionary management along with periodic account reviews and financial plans.

Income planning Roth conversion strategy

Robert S

Series 63

Princeton, NJ

SG Securities, LLC

Robert Szigeti is a financial advisor at SG Securities, LLC in Princeton, NJ, holding a Series 63 designation with 20 years of industry experience. He has been associated with SG Wealth Management, SG Planning, and SG Securities since 2015. In addition to his advisory role, he spends a significant portion of his time as a licensed insurance agent involved in insurance product sales and services. SG Securities, LLC is a fee-based advisory firm serving individual and high-net-worth clients with portfolio management and financial planning services. The firm offers customized investment programs using a variety of analytical approaches and provides educational seminars and workshops at no charge.

Income planning Roth conversion strategy

Not sure where to start?

We'll help you think it through — whether you ultimately need an advisor or not.

Warmer helps you compare advisors clearly — so you can choose with confidence.

Find your advisor

Discover

Compare top advisor firms by metric, firm size, and location.

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may — or may not — fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend — and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction — we're here to make sure the relationship works for you.

Our ongoing support