SG Securities, LLC
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About
SG Securities, LLC provides discretionary and non-discretionary portfolio management and financial planning primarily for individual and high‑net‑worth clients, offering written plans or verbal consultations and hourly consulting as needed. The firm also conducts public educational seminars and workshops that the brochure describes as informational and offered at no charge.
Investment strategies are tailored to each client’s objectives and risk tolerance and may use fundamental, technical, and cyclical analysis across long‑term, short‑term, and trading approaches. Accounts are reviewed at least quarterly and the firm communicates periodic net‑worth statements, risk analyses, and recommended actions as part of ongoing monitoring.
The firm operates with a small, two‑advisor team overseeing roughly $34 million in assets under management and a stated $500,000 account minimum, which the brochure presents as supporting personalized service. The brochure discloses that supervised persons are licensed insurance agents who may offer insurance products and receive commissions — a potential conflict the firm says it will disclose and mitigate — a detail highlighted alongside a separate statement in the brochure that the firm does not sell commissioned products.
Client services
Expertise
Fee options
$2,500 flat fee for financial planning services
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.125% $2,000,001+: 1.00%
$500 per hour for consulting services; $500 per hour for annual financial plan updates
Account minimum: $500,000
Main office
84 Park Ave, Suite G210 B
Flemington NJ 08822-1159
Advisors at this office
2
Most active in
New Jersey
Also doing business as
Sg Securities, LLC · Sg Wealth Management · Sg Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Robert S
Series 66
Flemington, NJ
SG Securities, LLC
Robert Szigeti III is a financial advisor at SG Securities, LLC with six years of industry experience. He holds a Series 66 designation and has worked at Merrill since 2019. Outside of his advisory role, he serves as an ice official for USA Hockey, officiating youth hockey games. SG Securities, LLC provides discretionary and non-discretionary portfolio management and financial planning primarily for individual and high-net-worth clients. The firm offers tailored investment strategies and conducts public educational seminars and workshops at no charge.
Robert S
Series 63
Flemington, NJ
SG Securities, LLC
Robert Szigeti Jr. is a financial advisor with SG Securities, LLC in Flemington, NJ, holding a Series 63 license and having 20 years of industry experience. He has been associated with SG Wealth Management, SG Planning, and SG Securities since 2015. Outside of his advisory role, he is also involved in insurance products sales and services as an insurance agent. SG Securities, LLC provides discretionary and non-discretionary portfolio management and financial planning primarily for individual and high-net-worth clients. The firm offers tailored investment strategies and conducts public educational seminars and workshops at no charge.
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