SGMG Enterprise LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SGMG Enterprise LLC provides investment advisory and financial planning services to individuals, pension and profit‑sharing plans, and trusts and estates, using model portfolios and customized portfolios for larger accounts. The firm is a state-registered adviser in Texas and relies on clients and their chosen custodians to implement transactions rather than executing trades for client accounts.
The firm follows a three‑step process of planning, execution, and feedback, documenting objectives and constraints in a written Investment Policy Statement and using strategic asset allocation with mean‑variance optimization across risk profiles from Conservative to Aggressive Plus. Portfolios emphasize exchange‑traded funds for liquidity and low costs, may employ options on select funds for hedging or income, and are monitored through regular reviews that include performance-versus‑benchmark analysis, risk measures and scenario analyses such as Monte Carlo simulations.
Distinctive features include the firm’s disclosure that it may bill on an hourly basis for certain services in addition to more typical asset‑based advisory arrangements, and the separate engagement fee for financial planning work. The firm is small and non‑custodial, with a single registered advisor and principals who maintain substantial outside professional activities, and it does not take discretionary trading authority or vote proxies on client securities.
Client services
Expertise
Fee options
$50,000 - $249,999: 1.0% $250,000 - $499,999: 0.8% $500,000 - $749,999: 0.7% $750,000 - $999,999: 0.6% $1,000,000+: 0.5%
Account minimum: $50,000 Minimum fee: Financial plan fee ranges from $1,000 to $2,500 depending on complexity, including the first year investment advisory fee. Fee-only: Fees are paid as investment advisory fees quarterly in advance; no commissions are charged.
Main office
Houston TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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