Shadow Wealth Management, LLC
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About
Shadow Wealth Management, LLC provides discretionary and non-discretionary investment management and related advisory services to individual clients, including high-net-worth individuals. The firm constructs customized portfolios using a range of instruments such as individual equities and bonds, mutual funds and ETFs, and may incorporate alternatives, options, margin positions and short sales when appropriate; it does not offer stand‑alone financial planning for a separate fee.
The firm’s investment process combines fundamental, technical, cyclical and behavioral analysis and generally follows a long‑term orientation while allowing shorter‑term trading for rebalancing or tactical opportunities. Clients work directly with the firm’s advisory personnel to set objectives, risk tolerances and reasonable investment restrictions, and portfolios may include concentrated positions or cash hedges based on client goals and market conditions.
Distinctive features disclosed in the brochure include that the firm’s advisory person also maintains broker‑dealer registration and insurance licenses and may offer brokerage or commission‑based insurance products in a separate capacity, a potential conflict addressed by firm policies. The firm also discloses custodial access credentials (subject to an annual surprise custody exam) and a willingness to implement private placements, alternative strategies, options and leverage — capabilities that are less common among similarly sized independent advisory firms.
Client services
Expertise
Fee options
$0 - $500,000: 3% $500,001 - $1,000,000: 2.5% $1,000,001 - $5,000,000: 2% $5,000,001+: Negotiable
Fee-only: Investment advisory fees based on assets under management as tiered above; no commissions received by the firm for securities transactions.
Main office
Lexington SC
Advisors at this office
1
Most active in
Florida · South Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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