Shamrock Financial Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Shamrock Financial Services is a small, state-registered advisory firm that serves individual and high-net-worth clients, managing about $26.6 million across roughly 109 accounts. The firm provides discretionary asset management built around ETF-based model portfolios, modular or full written financial planning (with planning fees waived for active asset-management clients), and access to sub-advisory platforms.
The firm’s investment approach assigns clients to model ETF portfolios based on firm-determined risk tolerances and emphasizes value-oriented, long-term holdings combined with strategic asset allocation and periodic rebalancing. Shamrock delegates certain implementation and model access to a third-party sub-adviser arrangement, using those models and rebalancing services to manage client accounts while maintaining ongoing fiduciary oversight.
Notable departures from many peers include acting as a wrap-fee program sponsor and offering in-person educational seminars and workshops (including presentations at colleges and restaurants) on retirement planning, two features that are uncommon among supported firms. The firm also concentrates its managed portfolios in ETFs and relies on third-party model managers for execution and rebalancing, which can affect the range of managers available to clients.
Client services
Expertise
Fee options
$50,000 - $99,999: 1.000% $100,000 - $499,999: 0.900% $500,000 - $1,999,999: 0.750% $2,000,000+: 0.500%
Account minimum: $100,000
Main office
50 Tice Blvd, Suite 340
Woodcliff Lake NJ 07677
Advisors at this office
2
Most active in
New Jersey · New York · North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Shannon B
Series 65
Woodcliff Lake, NJ
Shamrock Financial Services
Shannon Blanchard is a financial advisor at Shamrock Financial Services with three years of industry experience. She holds the Series 65 designation and has worked at Shamrock Financial Services since 2018. Prior to her advisory career, she was involved with WorldTeach and also worked in the hospitality sector at The Odeon & Citizens Cafe. Shamrock Financial Services is a small state-registered advisory firm that serves individual and high-net-worth clients, managing approximately $26.6 million across about 109 accounts. The firm uses ETF-based model portfolios focused on value-oriented, long-term holdings, combining strategic asset allocation with periodic rebalancing and providing clients access to sub-advisory platforms.
James C
Series 63, Series 65
Woodcliff Lake, NJ
Shamrock Financial Services
James Caulfield is a financial advisor with Shamrock Financial Services, holding Series 63 and Series 65 licenses and possessing 32 years of industry experience. He has worked at Shamrock Financial Services since 2009 and spent eight years at Taylor Capital Management prior to that. Caulfield is also an insurance agent, dedicating approximately half of his time to offering insurance products to clients. Shamrock Financial Services is a state-registered advisory firm serving individual and high-net-worth clients with discretionary asset management centered on ETF-based model portfolios. The firm emphasizes value-oriented, long-term holdings combined with strategic asset allocation and periodic rebalancing, utilizing third-party sub-advisory platforms while maintaining fiduciary oversight.
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