Shelter Rock Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$167,480,033
Clients
133
Advisors
4
across 2 offices
About
Shelter Rock Management provides discretionary and non‑discretionary investment management to individuals (including high‑net‑worth clients), retirement plans, trusts, estates, charitable organizations, and small businesses, and also serves as a sub‑adviser to other registered investment advisers. As of December 31, 2025 the firm managed approximately $232 million for roughly 134 clients across both discretionary and non‑discretionary accounts.
The firm operates as a fee‑only adviser and emphasizes asset allocation and security selection across a range of managed account strategies, including fixed‑income‑focused (Strategic Income), mixed conservative allocations, multiple equity strategies, alternative‑tilted SMAs, and customized accounts. Investment decisions rely on fundamental analysis (with occasional technical inputs), the firm does not engage in frequent trading, and accounts are reviewed at least quarterly with clients receiving performance reported in dollars and percentages.
Compared with many peers, Shelter Rock publicly advertises performance results and provides detailed performance reports to clients, a practice that is relatively uncommon among similar team advisers. The firm also combines traditional investment management with institutional‑type offerings — acting as an SMA sub‑adviser, providing 401(k) plan advisory services and engaging third‑party solicitors — and maintains differentiated minimums (for example, a $1 million minimum for its Strategic Income strategy).
Client services
Expertise
Fee options
$0 - $500,000: Varies by strategy: 1.00% to 1.50% $500,001 - $1,000,000: Varies by strategy: 0.75% to 1.25% $1,000,001 - $2,000,000: Varies by strategy: 0.85% to 1.25% $2,000,001 - $5,000,000: Varies by strategy: 0.85% to 1.00% $5,000,001+: 0.85%
Account minimum: $250,000 Fee-only: Management fees based on percentage of assets under management; no commissions charged.
Main office
See office375 North Broadway, Suite 207
Jericho NY 11753
Advisors at this office
3
Offices (2)
Most active in
California · Missouri · New York
Also doing business as
43 C Advisory, LLC · Shelter Rock Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Daniel H
Series 63, Series 65
Jericho, NY
Shelter Rock Management, LLC
Daniel Hickey is a financial advisor at Shelter Rock Management, LLC with three years of industry experience. He holds Series 63 and Series 65 licenses. Prior to joining Shelter Rock, he worked at Dl Real Estate Advisors, LLC and Houlihan Lawrence, where he has also been an independent licensed real estate salesperson since 2015. Shelter Rock Management, LLC is a fee-only registered investment adviser serving individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm manages approximately $206 million in assets, offering discretionary and non-discretionary portfolio management across defined strategies and customized accounts, with a focus on goal-based planning and documented performance reporting.
Gregory Z
Series 63, Series 65
Jericho, NY
Shelter Rock Management, LLC
Gregory Zoraian is a financial advisor at Shelter Rock Management, LLC with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Shelter Rock Management since 2014. Prior to that, he was a partner at Sasserath & Zoraian LLP from 1997 to 2021. Since 2021, he has also been a partner at the accounting firm Grassi Advisors & Accountants. Shelter Rock Management, LLC is a fee-only registered investment adviser serving individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm manages approximately $206 million in assets and employs a goal-based planning approach with strategies that include Strategic Income, Conservative Allocation, Equity Income, and Select Equity, along with customized accounts and retirement plan services.
Sean C
Series 63, Series 65
Jericho, NY
Shelter Rock Management, LLC
Sean Chaitman is a financial advisor at Shelter Rock Management, LLC with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Shelter Rock Management since 2006. Shelter Rock Management is a fee-only registered investment adviser serving individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm manages approximately $206 million in client assets, offering goal-based, fundamental analysis-driven portfolio management across defined strategies, customized accounts, and retirement plan services.
Andrew F
Series 63, Series 66
Jericho, NY
Shelter Rock Management, LLC
Andrew Frank is a financial advisor at Shelter Rock Management, LLC with 12 years of industry experience. He holds Series 63 and Series 66 designations and has been with Shelter Rock since 2012. Outside of his advisory role, Frank serves as a director for the National Employers Council, where he contributes to long-range strategy and marketing efforts. Shelter Rock Management, LLC is a fee-only registered investment adviser that provides personalized investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm employs goal-based planning and fundamental analysis with relatively low turnover, offering discretionary and non-discretionary portfolio management across various strategies and retirement services.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")