Sherman Wealth Solutions LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,986,910
This total excludes 13 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
53
38% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
53
HighAverage account size
$263,904
About
Sherman Wealth Solutions provides investment advisory, financial planning, and retirement plan advisory services to individuals, high‑net‑worth clients, trusts, estates, and employer retirement plans. The firm offers portfolio management using ETFs, mutual funds, individual stocks and bonds, and serves as an ERISA fiduciary when advising retirement plans.
The firm reports $29,234,049 in assets under management across 53 clients and a single advisory professional, with $16,258,911 managed on a discretionary basis and $12,975,138 on a non‑discretionary basis. Portfolios are typically constructed for a long‑term horizon but may be reallocated as needed, using fundamental and technical analysis and, when appropriate, unaffiliated independent managers.
Distinctive features include the principal’s professional combination of accounting and planning credentials (including CPA, CFP, CDFA and CPFA designations) and affiliated tax and insurance practices, with roughly 25% of business time devoted to tax/accounting services and a small portion to insurance work. The firm also offers pension consulting and retirement‑plan services (ERISA 3(21) investment oversight, benchmarking, participant education), and discloses that tax and insurance implementations are provided through affiliated entities that receive separate compensation.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
General retirement planning
General tax planning
Occupation focus
Founder/Business Owner
Fee options
Up to $20,000 fixed fee per financial planning engagement.
0.40% to 1.50% annually (range depending on scope, complexity, assets, relationship)
Up to $500 per hour for financial planning services.
Main office location
Sherman Wealth Solutions LLC
715 N. Church Street, Unit 120
Charlotte NC 28202, United States
Number of offices
1
Most active in
Sherman Wealth Solutions LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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