Sherman Wealth Solutions LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$13,986,910
Clients
53
Advisors
1
of 1 employees
About
Sherman Wealth Solutions provides investment advisory, financial planning, and retirement plan advisory services to individuals, high‑net‑worth clients, trusts, estates, and employer retirement plans. The firm offers portfolio management using ETFs, mutual funds, individual stocks and bonds, and serves as an ERISA fiduciary when advising retirement plans.
The firm reports $29,234,049 in assets under management across 53 clients and a single advisory professional, with $16,258,911 managed on a discretionary basis and $12,975,138 on a non‑discretionary basis. Portfolios are typically constructed for a long‑term horizon but may be reallocated as needed, using fundamental and technical analysis and, when appropriate, unaffiliated independent managers.
Distinctive features include the principal’s professional combination of accounting and planning credentials (including CPA, CFP, CDFA and CPFA designations) and affiliated tax and insurance practices, with roughly 25% of business time devoted to tax/accounting services and a small portion to insurance work. The firm also offers pension consulting and retirement‑plan services (ERISA 3(21) investment oversight, benchmarking, participant education), and discloses that tax and insurance implementations are provided through affiliated entities that receive separate compensation.
Client services
Expertise
Occupation focus
Fee options
Up to $20,000 fixed fee per financial planning engagement.
0.40% to 1.50% annually (range depending on scope, complexity, assets, relationship)
Up to $500 per hour for financial planning services.
Main office
715 N. Church Street, Unit 120
Charlotte NC 28202
Advisors at this office
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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