Sherwood Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sherwood Wealth Management provides financial planning and discretionary investment management to a small, selective clientele of individuals and high‑net‑worth households, and the firm typically expects new clients to have at least $1 million of investable assets. Services include ongoing portfolio supervision, retirement and tax planning, cash‑flow analysis, and investment consultation.
The firm implements a written investment policy process and uses a disciplined blend of fundamental, technical, and cyclical analysis to construct portfolios aligned with client objectives and risk tolerances. Portfolios are generally managed on a discretionary basis and may combine active management with ETFs/ETNs (including alternative exposures), with attention to trading costs, tax implications, and periodic rebalancing.
Operating as a single‑advisor practice with roughly $30 million in assets across about 20 clients, the firm is notable for its concentrated, boutique scale and for the principal’s combination of professional credentials (CFP® and CFA®) and advanced finance/business degrees alongside an engineering and prior military background. The firm custodians client assets at Charles Schwab and participates in the custodian’s advisor program; those custodian relationships and the firm’s self‑supervision structure are disclosed with policies intended to mitigate related conflicts of interest.
Client services
Expertise
Fee options
Flat fee possible with prior approval, typically for financial planning services; deposit of $500 or half estimated fee initiates engagement
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.75% annually $2,000,001+: 0.50% annually
$400 per hour billed in 15-minute increments
Account minimum: $1,000,000 Fee-only: Financial planning services charged at $400 per hour
Main office
310 Market St
Basalt CO 81621
Advisors at this office
1
Most active in
Colorado
Also doing business as
Sherwood Investment Management · Sherwood Investment Management LLC · Sherwood Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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