A complete list of active advisors currently associated with Shockman Financial

Warmer can help you find a great advisor at Shockman Financial or one who fits your needs even better.

Shockman Financial provides wealth management, personalized financial planning, and investment management to individuals (including high‑net‑worth clients) as well as retirement and profit‑sharing plans, trusts, estates, charitable organizations, and corporations. The firm also offers consulting services and assists clients in selecting and monitoring third‑party money managers. Portfolios are tailored to each client’s goals and the firm typically manages accounts on a discretionary basis with ongoing supervision and periodic rebalancing, drawing on both fundamental and technical analysis. Investment advice spans mutual funds, ETFs, exchange‑listed securities and options strategies (including covered calls), and the firm uses a third‑party linking platform to monitor held‑away retirement and HSA accounts without taking custody. What is distinctive is that advisory personnel are also licensed insurance agents and may recommend and sell commissionable insurance products to clients (insurance activity is disclosed and supervised, and represents about 10% of time), a practice that is uncommon among similar supported firms. For a single‑advisor practice managing roughly $36 million for about 120 clients, the combination of integrated insurance brokerage activity, use of a held‑away account platform, and explicit use of options strategies sets the firm’s service mix apart from many peers.

To learn more about the advisors currently working at Shockman Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.