A complete list of active advisors currently associated with Shorebreak Capital, LLC
Warmer can help you find a great advisor at Shorebreak Capital, LLC or one who fits your needs even better.
Shorebreak Capital provides fee-based financial planning and portfolio management to a mix of individual investors (including accredited investors and high-net-worth clients), trusts, estates, retirement plans, charitable organizations, and closely held businesses. The state‑registered firm, founded in 2016, manages roughly $21 million across a small advisory team and primarily provides discretionary asset management while clients retain custody of their assets. The firm uses a risk‑calibrated model approach with five strategic portfolios that specify target volatility ranges and are actively monitored and rebalanced — typically reviewed weekly — to respond to macroeconomic conditions and market rotations. Portfolios commonly use ETFs and mutual funds but may also include individual securities, options, closed‑end funds, and access to institutional credit and real‑estate interval funds; clients execute investment policy statements and may impose investment restrictions. Compared with many peers, Shorebreak discloses several atypical business practices: it accepts non‑traded, non‑listed securities and maintains advisory fee obligations tied to those positions until a liquidity event occurs (even if the adviser is removed), and it operates multiple overlapping fee and model‑portfolio programs including legacy arrangements and differing billing practices. The firm also notes that some affiliated representatives engage in outside businesses (insurance, real estate, business consulting and other roles), and one advisory representative disclosed a prior termination from a broker‑dealer for internal policy violations.
To learn more about the advisors currently working at Shorebreak Capital, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
You can also browse Shorebreak Capital, LLC's office locations.
Name |
Location |
Years of experience |
|---|---|---|
Austin, TX
| 23
| |
Franklin, TN
| 8
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)