S
Shutzer Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$21,000,000
Clients
18
11% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
TypicalAverage account size
$1,166,667
About
Shutzer Investments, LLC provides ongoing portfolio management and institutional consulting, preparing a written Investment Policy Statement for each client and offering implementation and regular monitoring. The firm reports managing approximately $21 million across 18 client relationships and serves individuals, high‑net‑worth individuals, and institutional clients.
The advisor uses a mix of fundamental, technical, and cyclical analysis and typically manages client accounts on a discretionary basis, documenting risk tolerances and investment objectives in each client’s Investment Policy Statement. Its stated trading toolbox includes short‑term trading, short sales, margin transactions, and options writing, with account reviews performed at least biannually.
Noteworthy for a firm of its size, Shutzer Investments combines a relatively small client base with the use of higher‑risk strategies (short sales, margin and options) and also offers institutional consulting alongside individual wealth management. The brochure discloses standard compliance controls — a written Code of Ethics, proxy voting left to clients, no disciplinary history, and customary custody arrangements with third‑party custodians.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$80,000 - $100,000: 1.95% $100,001 - $250,000: 1.50% $250,001 - $500,000: 1.20% $500,001+: 1.00%
Account minimum: $80,000
Main office location
Shutzer Investments, LLC
San Francisco CA, United States
Number of offices
1
Most active in
Shutzer Investments, LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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