Shutzer Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Shutzer Investments, LLC provides ongoing portfolio management and institutional consulting, preparing a written Investment Policy Statement for each client and offering implementation and regular monitoring. The firm reports managing approximately $21 million across 18 client relationships and serves individuals, high‑net‑worth individuals, and institutional clients.
The advisor uses a mix of fundamental, technical, and cyclical analysis and typically manages client accounts on a discretionary basis, documenting risk tolerances and investment objectives in each client’s Investment Policy Statement. Its stated trading toolbox includes short‑term trading, short sales, margin transactions, and options writing, with account reviews performed at least biannually.
Noteworthy for a firm of its size, Shutzer Investments combines a relatively small client base with the use of higher‑risk strategies (short sales, margin and options) and also offers institutional consulting alongside individual wealth management. The brochure discloses standard compliance controls — a written Code of Ethics, proxy voting left to clients, no disciplinary history, and customary custody arrangements with third‑party custodians.
Client services
Expertise
Fee options
$80,000 - $100,000: 1.95% $100,001 - $250,000: 1.50% $250,001 - $500,000: 1.20% $500,001+: 1.00%
Account minimum: $80,000
Main office
San Francisco CA
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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