Sidoxia Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$124,843,875
Clients
105
Advisors
3
of 3 employees
About
Sidoxia provides investment advisory and planning services primarily to individual clients — including high‑net‑worth and accredited investors — as well as to related trusts, estates and institutional retirement plans. The firm offers discretionary portfolio management across its Fusion strategies, financial planning and consulting, and also serves as the general partner and investment manager of a pooled private fund available to accredited investors.
The firm typically implements diversified, risk‑profiled Fusion portfolios (Conservative, Moderate, Aggressive, and an ETF‑focused option) combining ETFs, individual equities, fixed income and select closed‑end funds, with regular monitoring and periodic rebalancing. For its private fund Sidoxia pursues longer‑term, growth‑oriented equity investments in large‑ and mid‑cap names, with opportunistic small‑cap exposure and the selective use of leverage, options, short sales and tax‑efficient techniques where appropriate.
What distinguishes Sidoxia from many peers of similar size is its role as a private fund adviser and manager of a pooled vehicle — including an accredited‑investor minimum, an initial lock‑up period and quarterly redemption mechanics — which is uncommon among supported firms. The firm also discloses an affiliation with an accounting/tax professional who may receive client referrals (with no ongoing referral fees currently), and it operates a directed custody/brokerage arrangement for its managed accounts while retaining the ability to compensate third parties for fund investor referrals.
Client services
Expertise
Occupation focus
Fee options
Financial planning fees charged as fixed fee of $1,000
$500,000 - $2,000,000: 1.25% $2,000,001 - $3,000,000: 1.00% Above $3,000,000+: 0.75%
$300 per hour for consulting services
Account minimum: $500,000 Minimum fee: Minimum annual fee of $5,000 (may be negotiable) Fee-only: Fee-only advisor with no commissions or asset-based sales charges
Main office
2901 W. Coast Highway, Suite 200
Newport Beach CA 92663
Advisors at this office
3
Most active in
California · Texas
Also doing business as
Paragon Financial Management · Sidoxia Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Wade S
CFP®, CFA®, Series 63
Newport Beach, CA
Sidoxia Capital Management, LLC
Wade Slome is a CFP® and CFA® with 17 years of industry experience, currently serving at Sidoxia Capital Management, LLC since 2007. He is based in Newport Beach, CA, and holds a Series 63 license. Sidoxia Capital Management provides discretionary portfolio management, financial planning, and investment consulting primarily to individuals—including high-net-worth and accredited investors—as well as institutional clients. The firm employs a customized “Fusion” investment approach that integrates fundamental research, quantitative screening, and an internal cash-flow ranking system across multiple asset classes, managing both separate accounts and private pooled vehicles.
Keith B
CFA®, Series 66
Newport Beach, CA
Sidoxia Capital Management, LLC
Keith Bong is a CFA® charterholder and holds a Series 66 license, with 23 years of industry experience. He has been with Sidoxia Capital Management, LLC since 2014. Outside of his advisory role, he provides accounting and tax services as a CPA, is a managing member of a private investment company, and may teach college-level finance courses. Sidoxia Capital Management offers discretionary portfolio management, financial planning, and investment consulting primarily to individuals and institutional clients. The firm employs a customized investment approach combining fundamental research and quantitative methods, managing both separate accounts and private pooled vehicles.
Kevin W
CFP®
Newport Beach, CA
Sidoxia Capital Management, LLC
Kevin Weaver is a CFP® professional with eight years of industry experience, currently serving at Sidoxia Capital Management, LLC since 2014. Based in Newport Beach, CA, he works alongside one other advisor at the firm. Sidoxia Capital Management offers discretionary portfolio management, financial planning, and investment consulting primarily to individuals, including high-net-worth and accredited investors, as well as institutional clients. The firm employs a customized “Fusion” investment approach that integrates fundamental research, quantitative screening, and an internal cash-flow ranking system across various asset classes, managing both separate accounts and private pooled investment vehicles.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")