S
Sierra Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
10
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$0
About
Sierra Capital Management is a solo registered investment adviser that provides comprehensive financial planning and consulting to individuals, families, trusts, estates and business entities, delivering customized written financial plans and coordination with other professionals. The firm does not manage client assets or accept custody; its services focus on planning, monitoring, and recommendations rather than discretionary portfolio administration.
The adviser typically develops long‑term investment plans using fundamental analysis and may recommend mixes of index and actively managed mutual funds and ETFs, municipal and corporate debt, and insurance‑based products, with periodic rebalancing and annual account reviews. The firm is not engaged in frequent trading and relies on third‑party custodians and product sponsors to implement transactions and deliver account statements to clients.
Noteworthy distinctions include a primary emphasis on insurance activities — associated persons spend about 80% of their time on insurance work, an assistant is appointed as an insurance agent, and the firm discloses commission compensation for insurance and annuity sales, which can create conflicts of interest. The firm also discloses a prior FINRA consent agreement involving its principal related to undisclosed outside insurance activity, a disclosure event that is uncommon among independent solo advisers.
Client services
Financial planning
Expertise
Annuities
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Fee options
$1 - $250,000: 1.5% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.75%
Commissions on the sale of insurance or other products received by associated persons (insurance agent assistant)
Main office location
Sierra Capital Management
5401 Business Park South, Suite 122
Bakersfield CA 93309, United States
Number of offices
1
Most active in
Sierra Capital Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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