A complete list of active advisors currently associated with Sierra Investment Management, LLC

Warmer can help you find a great advisor at Sierra Investment Management, LLC or one who fits your needs even better.

Sierra Investment Management is a team-based SEC-registered advisor that manages discretionary portfolios and offers limited financial planning to individuals, high‑net‑worth clients, trusts, retirement plans, and certain institutional accounts; it also serves as the discretionary investment manager for separate accounts in private placement variable annuities offered by Axcelus. The brochure indicates Sierra oversees a range of program options and delivers services through its curated Sierra Programs, including wrap-fee accounts custodied at Schwab and non-wrap arrangements for annuity and PPVA clients. The firm describes a rules‑based, tactical investment approach that emphasizes trend‑following and a disciplined sell discipline to manage downside risk, applying that process to portfolios made up primarily of registered mutual funds and ETFs and to cash equivalents when buy signals are absent. Sierra offers multiple program series (Series 1, Blended, and Schooner) that differ in whether they use unaffiliated funds, a mix of affiliated and unaffiliated funds, or rely solely on affiliated funds, and it applies daily program reviews and team‑based decision making to implement allocations. What distinguishes Sierra from many peers is its explicit affiliation with Ocean Park Asset Management, which advises the Ocean Park mutual funds and Ocean Park ETFs; the brochure discloses that certain Sierra Programs may invest in those affiliated funds, describes an Affiliated Funds’ Fee Offset Credit and Schooner Programs that allocate exclusively to affiliated funds, and acknowledges the resulting conflicts and mitigation steps. The brochure also documents the firm’s marketing and distribution arrangements — including prior use of a lead‑generation operator and personnel registrations with the distributor for fund marketing — and discloses advertising practices that include performance presentations and the use of endorsements.

To learn more about the advisors currently working at Sierra Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.