Sigma Financial, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sigma Financial serves officer‑level executives at major public corporations, private equity partners, and retired executives, offering comprehensive financial planning that addresses investments, tax and estate planning, insurance analysis, company stock and incentive compensation, retirement preparation, and targeted engagement on special projects. The firm works as a fee‑for‑service consultant and supports implementation by coordinating with clients’ brokers, attorneys, and tax preparers rather than acting as a custodian or securities seller.
The firm’s investment approach is long‑term and conservative, emphasizing diversification, low‑cost passive vehicles, tax efficiency, and liquidity; advisers analyze each client’s total exposure—including stock options, restricted shares, and deferred compensation—using proprietary cash‑flow and simulation tools. Clients receive a written plan and ongoing advisory support (consolidated asset summaries, tax and withholding projections, and periodic review meetings) rather than hands‑on, discretionary portfolio management.
Noteworthy for a supported firm, Sigma does not provide day‑to‑day portfolio management, does not take custody of assets, and does not charge or accept percentage‑of‑AUM or performance‑based fees; the firm relies solely on client fees and reports no commission or referral arrangements. The practice also offers several practical services uncommon for a small planner (mortgage assistance, walkaway analyses for job changes, and contract negotiation support) and enforces internal trading restrictions around client employers to reduce potential conflicts.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Minimum fee: Annual fixed fees negotiated individually, ranging from $0 to $31,000 depending on complexity and effort; examples include $18,000 for active executives and $15,000 for high-net-worth retirees. Fee-only: Fixed annual fee arrangement; no commissions or performance-based fees.
Main office
5100 West Tilghman Street Suite 350
Allentown PA 18104-9123
Advisors at this office
4
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Gregory C
Allentown, PA
Sigma Financial, Inc.
Gregory Confair is a financial advisor with Sigma Financial, Inc. in Allentown, PA, holding 35 years of industry experience. He has been with Sigma Financial since 1981. Sigma Financial serves officer-level executives at major public corporations, private equity partners, and retired executives by providing comprehensive financial planning that includes investment strategies, tax and estate planning, insurance analysis, and retirement preparation. The firm takes a long-term, conservative investment approach focused on diversification, tax efficiency, and liquidity, and operates as a fee-for-service consultant without providing discretionary portfolio management or taking custody of client assets.
Katie H
Series 65
Allentown, PA
Sigma Financial, Inc.
Katie Heiser is a financial advisor at Sigma Financial, Inc. with six years of industry experience. She holds the Series 65 designation. Sigma Financial serves officer-level executives at major public corporations, private equity partners, and retired executives, providing comprehensive financial planning focused on investments, tax and estate planning, insurance analysis, and retirement preparation. The firm employs a long-term, conservative investment approach emphasizing diversification, tax efficiency, and liquidity, while coordinating implementation with clients’ other professional advisors.
Kerri W
Series 65
Allentown, PA
Sigma Financial, Inc.
Kerri Williams is a financial advisor at Sigma Financial, Inc. in Allentown, PA, holding a Series 65 designation with six years of industry experience. She has been with Sigma Financial since 2012. Sigma Financial serves officer-level executives at major public corporations, private equity partners, and retired executives with comprehensive financial planning focused on investments, tax and estate planning, insurance, company stock and incentive compensation, and retirement preparation. The firm employs a long-term, conservative investment approach emphasizing diversification, tax efficiency, and liquidity, providing written plans and ongoing advisory support without managing portfolios directly or taking custody of assets.
Elias I
Series 63
Allentown, PA
Sigma Financial, Inc.
Elias Isaac II is a financial advisor at Sigma Financial, Inc. in Allentown, PA, holding a Series 63 designation with 13 years of industry experience. He has been with Sigma Financial, Inc. since 1998, contributing to the firm's services for nearly three decades. Sigma Financial serves officer-level executives at major public corporations, private equity partners, and retired executives, providing comprehensive financial planning focused on investments, tax and estate planning, insurance analysis, company stock, incentive compensation, and retirement preparation. The firm employs a long-term, conservative investment approach emphasizing diversification, low-cost passive vehicles, and tax efficiency, while providing clients written plans and ongoing advisory support without managing portfolios directly or taking custody of assets.
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