Significance Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,835,474
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Significance Capital Management LLC is a registered independent investment adviser that provides discretionary portfolio management to individuals and high-net-worth individuals and serves as sub-adviser to the Significance Capital Enhanced Alpha ETF. The firm reports $3,835,474 in discretionary assets under management and generally requires a $200,000 account minimum, subject to waiver.
The firm manages client accounts using its Enhanced Alpha Strategy, which tactically allocates among large-cap equities with defensive or growth orientations and relies on fundamental, quantitative, factor and technical analysis, proprietary style research, and optimization tools. Significance Capital may hold individual equities and exchange-traded funds and uses third‑party data and vendors to support its analysis and execution.
The firm’s brochure discloses features that are atypical for small independent advisers: it provides performance-related materials—including predecessor performance and third‑party ratings and performance results—and it acts as a sub‑adviser to an ETF. The brochure also describes custodial relationships that provide institutional services and research support, creating potential operational and conflict-of-interest considerations that differ from many peers with similar asset levels.
Client services
Portfolio management
Expertise
Factor investing / smart beta
Active portfolio management
Fee options
0.60% annually for all accounts (maximum fees, fees are negotiable)
Account minimum: $200,000
Main office location
Significance Capital Management LLC
250 E Wisconsin Avenue, Suite 1500
Milwaukee WI 53202, United States
Number of offices
2
Most active in
Significance Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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