Silicon Beach Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$11,606,312
Clients
18
Advisors
1
of 1 employees
About
Silicon Beach Financial serves individual and high‑net‑worth clients and, unusually for a solo independent adviser, also works with corporate or business clients. The firm offers comprehensive financial planning and discretionary investment management alongside business‑focused consulting such as business planning and employee benefits analysis.
The firm’s investment approach emphasizes Modern Portfolio Theory and asset allocation with a bias toward passive funds and long‑term holdings, while also offering socially responsible (ESG) options and the use of Outside Managers and a third‑party program for discretionary management. Custody and execution are arranged through institutional platforms and the adviser may aggregate trades across client accounts for execution.
What distinguishes the firm from many peers is the integration of business services—business exit planning, employee benefits optimization, and tax preparation for individuals and businesses—into a fee‑only advisory practice. The adviser holds both CFP® and Enrolled Agent credentials and manages a small, boutique client base (roughly $13 million in AUM across fewer than 20 clients), a combination that supports blended planning, tax, and business consulting that is less common among single‑advisor independent firms.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.90% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $6,000,000: 0.70% $6,000,001 - $10,000,000: 0.60% $10,000,001+: 0.50%
Fee-only: Financial Planning: $1,500 quarterly for individuals; $2,000 quarterly for couples; fees negotiable and prorated
Main office
Santa Monica CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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